Amanda Laluk

Experience

• 

  Bausch & Lomb

  May 2007 - Aug 2010

  Customer Service Representative
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  Hunt Law, PLLC

  May 2012 - May 2014

  Associate/Intern

  Daily responsibilities Include drafting, revising/editing and finalizing various family law related motions, letters to clients and opposing attorneys, and orders along with observing court and handling small court matters for the attorney.

• 

  Sidora Law

  May 2014 - Feb 2016

  Attorney-Court Appointed Guardian Ad Litem

  • Owned and Operated law firm specializing in Family Law as well as Abuse, Neglect and Dependency and Guardian Ad Litem for Incompetency cases.• Represented minor and elderly clients through Incompetency hearings.• Assisted and provided expertise to families while navigating the Incompetency process.• Drafted, revised/edit, and finalize various motions, complaints, letters, and summons dealing with Family Law as well as Abuse, Neglect and Dependency and Incompetency cases.

• 

  Atlas Insurance Management

  Oct 2014 - Jun 2015

  Underwriting Assistant
• 

  Wells Fargo

  Feb 2016 - now

  • Manage risk and control assessment program as Governance, Risk and Compliance representative/subject matter expert to provide GRC guidance and interpretation of rules, regulations, risks, and best practices. Create and implement policies, procedures, training and communication of the policies and procedures to support the program.• Develop training and educate Compliance and business colleagues on various international compliance and regulatory areas. • Demonstrate a strong understanding of various regulations including but not limited to Right to Financial Privacy Act, Fair Lending, Home Mortgage Disclosure Act, Equal Credit Opportunity Act, and Truth in Lending Act, Unfair or Deceptive Acts or Practices or the risk register, risk exposure, risk reporting and handling of risk events.• Demonstrable analytical capability• Develop and implement the strategic plan to integrate state laws into the regulatory rule index, determining applicability and aligning policies and procedures.• Leverage industry and technical expertise to address risks associated with the business more effectively.• Apply the concepts of Enterprise Risk Management to help identify, assess, mitigate, and proactively consider emerging risks, operational risks, and the interplay with compliance risks. Show less • Provide advice to business partners related to various compliance and regulatory areas (e.g., Bank Secrecy Act, Anti-Money Laundering and Office of Foreign Assets Control) and act as a subject matter expert on enterprise customer exit policy and procedure.• Manage a team of Compliance Risk & Control analysts to ensure timely completion of customer exits to ensure that the company not only de-risk their customer population but that the bank does not conduct business with persons or entities that could be involved in any sort of criminal activity such as money laundering, terrorist financing, corruption, etc.• Remediated audit issues related to group responsibilities to improve customer exit processes.• Implemented and monitored a risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements with business partners. Show less • Managed a team of Risk & Control analysts to ensure timely completion of periodic customer reviews in accordance with Bank Secrecy Act, Anti-Money Laundering and Office of Foreign Assets Control regulations.• Provide compliance advice and support to business partners related to various regulatory areas (e.g., Bank Secrecy Act, Anti-Money Laundering and Office of Foreign Assets Control) focus.• Provided oversight and guidance on the collection of customer documentation in accordance with financial crimes regulations.• Researched complex corporate structures to ensure compliance with all federal regulatory requirements, e.g. Bank Secrecy Act, Anti-Money Laundering and Office of Foreign Assets Control.• Analyzed unusual and suspicious activity, through reviews of historical activity and customer information to determine the need to report to government agencies.• Co-Managed a team of Risk & Control analysts to ensure the timely completion of critical projects to remediate regulatory findings.• Performed end-to-end project management, demonstrating ownership of the entire process while providing advice to business partners related to the project and various other compliance areas.• Partnered with business and enterprise Compliance teams on the implementation of new procedures including escheatment/abandoned property policy exceptions. • Assisted with the implementation and monitoring of a risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements with business partners. Show less

  • Compliance Lead Officer

    Mar 2021 - now

  • Financial Crimes Manager

    Jan 2018 - Mar 2021

  • Compliance Analyst

    Feb 2016 - Nov 2018