Nicholas Roffey

Summer Intern

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Greater Melbourne Area

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Timeline
About me
Fixed Income Product Manager at Vanguard Australia
Education
- Melbourne Grammar School
  1996 - 2007
- Monash University
  2008 - 2011
  Bachelor of Business Major: Banking and Finance
  Activities and Societies: Monash University Ski and Board Club, 2008/2009 Australian University Snow Sport Championships, 2010 Monash University Australian University Games Water Polo Team
- Monash University
  2012 - 2013
  Master of Business (Banking and Finance) Finance, Economics, Business
  Activities and Societies: Monash Exchange Club This course is designed for graduates seeking knowledge and skills in banking and finance. It aims to provide the skill set required to successfully operate as a professional in the banking and financial services sector.Under the Corporations Act of Australia, individuals wishing to provide financial product advice to retail clients are required to meet initial and ongoing educational requirements as outlined in the ASIC Regulatory Guideline 146 (RG146). My completion of AFF9130… Show more This course is designed for graduates seeking knowledge and skills in banking and finance. It aims to provide the skill set required to successfully operate as a professional in the banking and financial services sector.Under the Corporations Act of Australia, individuals wishing to provide financial product advice to retail clients are required to meet initial and ongoing educational requirements as outlined in the ASIC Regulatory Guideline 146 (RG146). My completion of AFF9130 (Financial Planning) enables me to be compliant with these requirements. Show less
- Copenhagen Business School
  2013 - 2013
  University Exchange Applied Economics and Finance
  Activities and Societies: Danish Level 1 Six-month exchange at the Triple Crown Business School for the final semester of my Masters.
Experience
- Lodge Partners
  Jan 2012 - Feb 2012
  Summer Intern
  ● Researched various small to mid-cap ASX listed consumer discretionary equities ● Initiated implementation of new computer operating systems and sell-side client, subsequently leading to increased firm exposure within the market and improved existing client access to company reports● Received training on and performed financial modeling of equities ● Data Entry, database maintenance and general administration and customer service tasks
- Monash University
  Feb 2012 - Mar 2014
  Postgraduate Student
  Master of Business (Banking and Finance)
- Copenhagen Business School
  Jan 2013 - Jul 2013
  Postgraduate Student
  International Exchange Program, Applied Economics and Finance
- FIIG Securities
  Jan 2015 - Jun 2018
  - Associate Director - Fixed Income
    Jul 2017 - Jun 2018
  - Dealer - Fixed Income Sales
    Mar 2016 - Jun 2017
  - Assistant Dealer
    Jan 2015 - Mar 2016
- BGC Partners
  Dec 2018 - Nov 2019
  Director - Fixed Income
  A comprehensive service for wholesale fixed income investors. Best price execution, no custody fees, personalised service, quality reporting and access to a broad range of new issues. Our research seeks to identify opportunities offering clear relative value, wherever that might be. We deal in ASX listed and unlisted fixed income securities - bonds and hybrids, investment grade and high yield, AUD and non-AUD.
- RVTR Pty Ltd
  Nov 2019 - Dec 2020
  Manager
- ICE
  Jan 2021 - Jul 2022
  Fixed Income Analyst
- Vanguard Australia
  Jul 2022 - now
  Fixed Income Product Manager
Licenses & Certifications
- Advanced Resuscitation Certificate
  SLSA
- Bronze Medallion
  SLSA
- Responsible Service of Alcohol
  AHHA
- RG146 - Debt Capital Markets
  AFMA
  Jul 2012