Spencer Lee

Experience

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  Singapore Army

  Jul 2007 - May 2009

  1st Lieutenant, 9th Infantry Division

  • Achieved top 10% of cohort for performance selection to Officer Cadet School• Led a team of 30 men on missions simulations• Served as public liaison officer for the Singapore Armed Forces• Directed live firing missions

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  The Church of Jesus Christ of Latter-day Saints

  Jun 2010 - May 2011

  Financial Manager Volunteer

  • Managed portfolio of 64 properties over 3 states• Sourced for new properties through negotiation and monitoring of rental rates specific to location• Analyzed and forecasted budget expenses

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  BYU School of Technology

  Nov 2012 - Jun 2013

  Accounting Secretary

  • Managed budget expenditure of 26 professors for amounts in excess of $4 million• Reconciled monthly sales tax statements • Improved personal proficiency in use of JP Morgan Payment Net System• Developed strong communication skills through regular interaction with vendors

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  Goldman Sachs

  Jun 2014 - Aug 2014

  Private Wealth Management Analyst

  • Revamped risk assessment program through strategic analysis of division's operations• Designed risk reporting platform on Microsoft SharePoint• Ensured compliance of Dodd-Frank Act and anti-money laundering policies

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  Deseret Hospital

  May 2015 - May 2015

  Accounting Systems Consultant (College Study Abroad)

  • Worked with director to create accounting system for organization• Implemented controls for revenue and purchasing procedures of hospital for fraud prevention

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  EY

  Jun 2015 - Aug 2015

  Tax Intern

  • Enhanced Excel spreadsheets used to evaluate tax liabilities based on specific scenarios• Worked with the International Tax Services team to analyze for additional tax deductions• Visited multiple client sites to discuss IRS regulation implementation and corporate tax practice• Tracked inconsistencies for a large oil and gas firm in an Excel model containing pivot tables and assisted in the discovery and development of progressive solutions during client engagements via conference calls and client site visits Show less

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  EY

  Jun 2016 - Aug 2016

  Assurance Intern

  • Performed 10k tie-outs for Q2 and Q3 audits for oil services and healthcare clients• Participated in meetings with client management to acquire working knowledge of clients’ business

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  TRUSS Group

  Jan 2017 - Jul 2017

  Accountant
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  EY

  Aug 2017 - Jan 2022

  Auditor (Financial Accounting Advisory Services Commodities Markets)

  • Performed substantive testing through analysis of financial statements and evaluation of accounting records to assess accuracy, completeness, and conformance to PCAOB requirements • Proactively mentored first year audit staffs through knowledge sharing, team collaboration, and problem solving• Projected trajectory of clients’ quarterly revenue and expense through performance of data analytics on traded commodity prices and volumes• Developed excellent client relationships through efficient SOX 404 internal controls interviewsand testing with senior management Show less

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  Moss Adams

  Jan 2022 - Nov 2024

  Business Risk Services Senior Consultant

  • Executed the annual internal audit plan in collaboration with the Director of Internal Audit for a public company.• Led day-to-day execution of SOX program at a large-accelerated filer within budget and timeline.• Managed SOX 404 controls assessments and developed testing methodology and master list of controls for test tracking, remediation actions, and results.• Identified over 30 deficiencies, assisted with remediation, and control design which resulted in less than 10 deficiencies the following year.• Provided change management and pre/post implementation advice to stakeholders relating to deficiencies identified during internal audit assessments.• Obtained buy-in for internal audit procedure implementations with key stakeholders.• Designed key businesses process flowcharts to identify potential control gaps for risk mitigation and opportunities for operational effectiveness. • Created risk and control matrices as part of risk assessment procedures.• Mentored local and international project team members on topics relating to SOX 404 compliance including key reports, automated controls, and key controls testing. Show less