Bill Ward

Bill Ward

Sr Vice President

Followers of Bill Ward166 followers
location of Bill WardPalm Harbor, Florida, United States

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  • Timeline

  • About me

    Owner and Artist at The Painted Lighthouse

  • Education

    • West Chester University of Pennsylvania

      -
      Chemistry/Biology

      Activities and Societies: Fencing team, competing with three weapons, Saber, Epee, and Foil.

  • Experience

    • Addison Financial Services

      Mar 1992 - Jul 1998
      Sr Vice President

      Served as back office manager with oversight to all wire room functions, registrations, firm trading, clearing firm negotiations and payroll.

    • AC Financial - Tampa Bay Florida

      Jul 1998 - May 2000
      Sr Vice President, Chief Operations Officer

      Managed all aspects of business operations of the broker/dealer including licensing and registration, trading functions to the clearing firm negotiations.

    • INVEST Financial Corp

      May 2000 - Dec 2010
      VP Operations, Project Mgr

      Offering expertise in Financial Business Operations including:Municipal Bond Regulation - Series 53 licensedClearing Firm contract negotiationBusiness Operations AML (Anti-Money Laundering) oversight and controlsRetail Trading Operations and Regulation-Series 7/24Best Execution Control - Equities & Fixed Income Clear Firms/Regulator's LiaisonBusiness Operations E-Mail Surveillance and Compliance

    • Pinellas County Schools

      Jan 2011 - Sept 2012
      Family and Community Liaison, Volunteer Coordinator

      As the Volunteer Coordinator I arraigned volunteers for all school activities for which they were required. This would include the tutoring and mentoring programs for the students. Also included was ensuring all volunteers had been screened for security clearance to appropriate county standards.As the Family and Community Liaison I was the "face" of Safety Harbor Middle School in the community, as such I would represent the school for various functions. Help maintain relations between SHNS and the community, I was also one of the school's representatives on the PTSA. Show less

    • Randstad USA

      Jan 2012 - Feb 2013
      Consultant

      Working through Randstad I have been working with the Pinellas County Supervisor of Elections. My assignments have been in Voter Services, at the Pinellas County Courthouse during early voting and in Operations at the SOE Office in the post election period up to the Certification of the election.

    • The Painted Lighthouse

      Jan 2012 - now
      • Owner and Artist

        Oct 2016 - now
      • Owner and Artist

        Jan 2012 - now
    • Lowes Home Improvement

      Feb 2013 - now
      Plumbing Sales Specialist
  • Licenses & Certifications

    • Anti-Money Laundering Certification (AML)

      FINRA
    • General Securities License

      NASD (FINRA)
    • General Securities Principal

      NASD (FINRA)
    • Municipal Securities Principal

      MSRB
    • Uniform Securities Agent State Law

      NASD (FINRA)