Mark Prater, CAMS-Audit, CIPP/US

Experience

• 

  Capital One

  Jan 2003 - Mar 2016

  Initially responsible for creation and delivery of Anti-Money Laundering risk assessments for the enterprise. Later served as an AML Compliance advisor to both bank and lending businesses, managed a team of quality assurance associates and investigators, and served as the Governance, Risk Management and Compliance (GRC) point-of-contact for AML. In this capacity I was the primary point-of-contact for AML Compliance, responsible for the design and implementation of the AML Compliance risk requirements, controls, monitoring and issue/event management programs. other AML duties included owning and administering AML Compliance’s reporting to the Audit and Risk Committee (ARC), monthly operations and monthly/quarterly compliance risk reporting, leading the quality assurance functions for both the suspicious activity reporting (SAR) and list screening operations (OFAC), managing and administering the National Lending Account Closing function and processes, and administering the Monthly AML Training Program (MATP). Show less

  • Sr. Manager, AML Audit

    Dec 2014 - Mar 2016

  • Sr. Compliance Manager

    Jan 2012 - Dec 2014

  • Sr Compliance Manager

    Oct 2006 - Dec 2011

  • Sr Auditor

    Jan 2003 - Sept 2006
• 

  US Bancorp

  Mar 2016 - now

  Vice President

  Helping to build, lead and sustain a world class independent testing function, grooming the next generation of AML and Econ Sanctions audit professionals, and (hopefully) enriching the careers and associate experiences of those on my team.