Mike Shannon

Mike Shannon

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  • Timeline

  • About me

    Managing Director - Capital Solutions Group at First Trust

  • Education

    • University of Pennsylvania

      1992 - 1996
      Bachelor's degree Political Science

      Activities and Societies: Varsity Baseball Captain 1996 | NCAA Division I All-American 1995 | Ivy League Player of the Year 1996 | Friars Senior Society

  • Experience

    • First Trust

      Apr 2011 - now

      I help financial advisors better serve their clients. Whether through portfolio construction, practice management, or client education, I add value for my select partners through broadening their perspective and deepening their understanding.

      • Managing Director

        Jan 2019 - now
      • Senior Vice President

        Apr 2011 - now
  • Licenses & Certifications

    • Series 7, Series 65, Series 63, Series 24

      Financial Industry Regulatory Authority (FINRA)
      Oct 1997
  • Honors & Awards

    • Awarded to Mike Shannon
      Wholesaler of the Year First Trust Portfolios Dec 2017
    • Awarded to Mike Shannon
      Wholesaler of the Year First Trust Portfolios Dec 2016
    • Awarded to Mike Shannon
      Wholesaler of the Year First Trust Portfolios Dec 2015
    • Awarded to Mike Shannon
      Wholesaler of the Year Sun Life Financial Dec 2003
    • Awarded to Mike Shannon
      Inducted into the Penn Baseball Hall of Fame - Apr 2000