David Stimmler

Experience

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  Banco Popular Dominicano

  Nov 2010 - Jun 2013

  Relationship Manager

  Management of a business book of a clients, composed of the banks premium high net worth clients. Responsibilities and accomplishments included: - Performed sales of financial products and established new customer relations / Consistently within the top 30 nation wide performers;- Managed loan allocation goals, payments and profitability of clients / Consistently managed a default ratio within the best of the unit, while also maintaining profit ratios among the best 20;- Led customer relation’s management for new business development / Increased new business of the client base by 20% increasing profitability of the book of business. Show less

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  Superintendencia de Bancos de la República Dominicana

  Jun 2013 - Mar 2018

  Associate Regulatory Analyst and Compliance Examiner

  The Superintendence of Banks is the Dominican Republic’s Financial Industry Regulatory Authority. Its Focus is to foster overall safety, soundness and stability of the financial system. Responsibilities included:• Developed executive reports and presented KPI’s as well as risk-focussed assessments of aspects of compliance risk.• Performed on site reviews and examinations of key aspects and controls of compliance programs according to the inherent risks of the assigned entities, as well as ongoing off site analysis of key financial metrics.• Managed and developed monthly evaluations and reports of member banks financial health and KPI’s. Show less

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  JPMorgan Chase Bank, N.A.

  Jun 2018 - Oct 2020

  Proactively managed a high net worth client portfolio, partnering with specialists through an advise-based approach to build long lasting, value adding relationships. Managed assigned portfolio of clients, proactively meeting and engaging with them to build long lasting, value adding relationships.Identified and analyzed opportunities that enhanced customer relationships by partnering with specialists and advisors to connect customers with experts that ensured meeting clients financial needs.

  • Private Client Banker

    Jan 2020 - Oct 2020

  • Relationship Banker

    Jun 2018 - Jan 2020
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  Superintendencia de Bancos de la República Dominicana

  Oct 2020 - Jul 2023

  • Manage a diverse team of examiners providing oversight of large foreign banking organizations (LFBO); assess inherent risks and determine examinations scope for the scheduling of onsite/offsite examinations. • Review and approve all compliance inspections, exam related reports and risk reviews, as well as present all relevant exam findings and KPI’s.• Lead department enhancements related to supervisory and regulatory practices, policies, proposals and best practices.• Mentor, promote and empower direct reports to make decisions relating to the completion of examinations.• Coordinate all regulatory requirements, as well as identify emerging risks and issues by performing continued risk-focused assessments. Show less • Led on site and off site supervisory activities to assure compliance with banking regulations and statutes.• Evaluated and developed executive reports and presentations on complex regulatory matters, as well as KPI’s and examination results of financial entities. • Analyzed and assessed compliance risk management programs and practices.• Reviewed and provided feedback for approval of wide spread of request from member banks for new products and services, shareholders capitalizations and others. Show less

  • Institutional Compliance Supervision Program Lead - Central Point of Contact (CPC)

    Feb 2022 - Jul 2023

  • Senior Lead Regulatory Analyst and Compliance Examiner

    Oct 2020 - Feb 2022
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  JPMorgan Chase & Co.

  Jul 2023 - now

  Vice President Trade Surveillance | Compliance

  - Responsible for identifying instances of market misconduct and compliance risks relative to trading activity.- Analyze and review trade activity to insure compliance with aplicable regulations and market standards. - Establish interactions with other LOB’s and IT groups within the firm to ensure compliance, as well as work on projects related to trade and communications surveillance.