
Arjun Rawat
Transaction Processing Officer

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About me
Senior Assistant Vice President @ Wells Fargo | Non Financial Regulatory Reporting - CFTC, FINRA TRACE
Education

University of Delhi
2005 - 2008Bachelor of Commerce (BCom) delhi University
Experience

Mphasis
Jul 2007 - Dec 2008Transaction Processing Officer
Genpact
Jan 2009 - Dec 2017Assistant Manager
Oct 2016 - Dec 2017Domain Trainee
Oct 2013 - Sept 2016Process Developer
Oct 2011 - Sept 2013Process Associate
Jan 2009 - Sept 2011

Wells Fargo
Jan 2018 - now• Ensured compliance with NFRR regulations set by CFTC and FINRA TRACE, focusing on submitting accurate reports on trading activity.• Managed data aggregation, quality checks, and reporting processes to meet regulatory requirements.• Developed skills in regulatory compliance, data management, and process optimization. • Utilized data analytics to evaluate processes and provide data-driven reports to executives and stakeholders in Corporate and Investment Banking at Wells Fargo.• Identified requirements and suggested improvements to enhance business solutions for the company.• Collaborated with cross-functional teams to streamline operations and drive efficiency in the banking sector. Corporate & Investment Banking Corporate & Investment Banking
Senior Assistant Vice President
Aug 2023 - nowSenior Business Execution Consultant
Dec 2021 - Aug 2023Operations Supervisor
Jun 2019 - Dec 2021Securities Operations Services Specialist 4
Jan 2018 - May 2019
Licenses & Certifications

Green Belt
GENPACT
School For Effective and Aspiring Leaders
ActiveOps - Cloud-based Back Office Workforce Optimization
Honors & Awards
- Awarded to Arjun RawatGold Coin Wellsfargo September 1, 2019
- Awarded to Arjun RawatWellsfargo Champion Award Wellsfargo July 1, 2018
Languages
- gaGarhwali
- hiHindi
- enEnglish
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