Paul Adamson

Paul Adamson

Foreign exchange dealer

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location of Paul AdamsonLondon, England, United Kingdom

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  • Timeline

  • About me

    Senior Manager, Regulatory Reporting and Controls at Link Group (LNK)

  • Education

    • The City University London

      1988 - 1991
      Banking and International Finance International Finance upper second
    • Chartered Institute for Securities & Investment

      2018 -
      Global Financial Compliance 89/100
  • Experience

    • ANZ

      Sept 1991 - Jul 1995
      Foreign exchange dealer
    • Citibank

      Jul 1995 - Jul 1998
      FX dealer
    • Barclays Capital

      Aug 1998 - Sept 1999
      Director foreign exchange
    • Union Bank of Switzerland

      Jul 2000 - Jul 2006
      Executive Director
    • Bank of America Merrill Lynch

      Aug 2006 - May 2009
      Director foreign exchange
    • RBC Capital Markets

      May 2009 - May 2017
      Director

      Supervisor London FX tradingSuccessfully provided strategic leadership to a team of four dealers and encouraged them to achieve set goals. Assured that overall operations of the FX trading team performed in accordance with MAR, confidentiality and best execution practises by managing overall trading activities while adhering risk management to COB regulations. Collaborated with customers to present market information without breaking confidentiality rules and ensure implementation of best methods and practices according to market abuse regulation resulting in achieving maximum levels of client satisfaction. Show less

    • Link Group (LNK)

      Nov 2018 - now
      Manager

      Manager - Regulatory Controls and Trade Management - I lead a team of 8 people focusing on best execution and market abuse analysis of the equity trading flows primarily using LiquidMetrix, regulatory reporting including transaction reporting, CMAR, REPCRIM and K factors , trade management and client money account reconciliations.Other responsibilities include sitting on the CASS Committee and the Share Dealing departmental risk committee.

  • Licenses & Certifications

    • CISI Certificate in Global Financial Compliance

      Jul 2018
    • Investment Operations Certificate

      The Chartered Institute for Securities & Investment (The CISI)
      Nov 2019