Vinod KT

Experience

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  Firstsource

  May 2008 - Mar 2009

  Associate
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  HSBC

  Jun 2009 - May 2014

  AML/KYC Associate

   KYC- Client Due Diligence for opening of accounts for new clients and rectifications of existing clients as per RBI and group guidelines. Familiar and proficient on Corporate KYC, AML/CFT knowledge with high sensitivity to legal, compliance and operational risks. Analyze and ensure all AML/CDD/CFT standards are met. Analyzing the customer’s data by performing the negative news search from the search engines and all available data sources like Alacra, Experian, Equifax, Lexis Nexis, Bankers Almanac, Google, NSDL, World-check, MCA, and blacklist search to avoid risk to the bank. Strong knowledge of the KYC-Client Due Diligence documentation of various constitutions such as partnership, companies, trust, society, associations, sole proprietor, LO/BO/PO and LLP. Liaise and co-ordinate with business for KYC Due Diligence so that on boarding and rectification of clients are completed in a good timely manner. Ensure proper procurement, maintenance and update of KYC due diligence documentation in the bank’s system. Classification of clients (SDD/EDD/MEDD) with the present Risk Categorization based on the risk measurement of the bank. Understanding the Ultimate Beneficial owner (UBO) of the companies by un-wrapping the ownership structure till the natural person arrived.  Ensure that reports on KYC Due Diligence information of clients are accurate and updated. E.g. Pipelines… Show less

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  Standard Chartered Bank

  May 2014 - Oct 2016

  Process and Governance Manager

   KYC- Client Due Diligence for opening of accounts for new clients and rectifications of existing clients as per RBI and group guidelines. Familiar and proficient on Corporate KYC, AML/CFT knowledge with high sensitivity to legal, compliance and operational risks. Analyze and ensure all AML/CDD/CFT standards are met. Analyzing the customer’s data by performing the negative news search from the search engines and all available data sources like Alacra, Experian, Equifax, Lexis Nexis, Bankers Almanac, Google, NSDL, World-check, MCA, and blacklist search to avoid risk to the bank. Strong knowledge of the KYC-Client Due Diligence documentation of various constitutions such as partnership, companies, trust, society, associations, sole proprietor, LO/BO/PO and LLP. Liaise and co-ordinate with business for KYC Due Diligence so that on boarding and rectification of clients are completed in a good timely manner. Ensure proper procurement, maintenance and update of KYC due diligence documentation in the bank’s system. Classification of clients (SDD/EDD/MEDD) with the present Risk Categorization based on the risk measurement of the bank. Understanding the Ultimate Beneficial owner (UBO) of the companies by un-wrapping the ownership structure till the natural person arrived.  Ensure that reports on KYC Due Diligence information of clients are accurate and updated. E.g. Pipelines… Handle any other adhoc projects assigned by the line manager. Show less

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  ICICI Bank

  Oct 2016 - now

  Zonal Compliance Manager

   Responsible for priority sector lending classification for all fresh & existing cases, compliance validation for proposal note. Implementation of compliance, internal policies & regulatory guidelines. Conducting process audits for all the internal & regulatory processes. Interacting with the Internal/external audit teams for closure of observation. Conducting & arranging compliance training sessions for the team in regular intervals. Conducting & monitoring Sox/ BCP testing for SMEAG South zone. One point FPR on compliance advisory for Business team. Show less