Wee Kong Yeo, CAMS

Experience

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  OCBC

  Apr 2012 - Oct 2012

  Intern, FICRM AML Department

  • Conducted checks in accordance to OCBC Group Policy and Anti-Money Laundering (AML) / Countering the Financing of Terrorism (CFT) Framework.• Namescreening• CDD checks• Worked in a team to ensure efficient workflow.• Assisted in programming and designing a database system to help with the workflow.

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  NETS

  Feb 2016 - Oct 2017

  Temporary Officer, Procurement & Administrative Department

  • In charge of the department data compilation and data transferring. • Prepared weekly reports and help with bookkeeping within the department.• Updated and maintained office policies and procedure.• Used SAP & Flori system to update and create purchase requisitions base on company policies. • In charge of creating a workflow on the usage of database system and the creation of new data. • Performed any other duties, general administrative duties/ad-hoc projects assigned by immediate supervisors. Show less

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  UOB

  Nov 2017 - May 2018

  Bank Officer, Group Wholesale Banking/Client Fulfilment Department

  • Independently conducted research and analysed public information for shareholder entity relationship to prepare data for collection. • Assisted in setting up SOP for the team, to ensure all work fulfil the standard requirements.• Involved in the KYC team, helping to clear Ongoing Due Diligent alert backlog in Detica.• Formalised the standard in clearing ODD alerts and came up with a department handbook on the steps to clear the alerts. • Extracted data from worksheet and company search reports for distribution to other team members so that work can be done more efficiently.• Wrote Macro to spilt, re-named and saved files into different folder within a week. Show less

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  The Bank of East Asia, Limited (BEA)

  May 2018 - Jan 2022

  • Review of daily name screening report of existing customers on PEP and Terrorist & other name list.• Conduct investigations, analysing each instance timely for potential name match which may warrant additional research and escalate potential hits to Compliance.• Liaise with Business Unit & Compliance on AML/sanction hits till proper resolution. • Ensure escalation of alerts are properly handled and documented; manage daily production reporting.• Conduct KYC/CDD for customer from all business unit.• Perform Monthly compliance report. Show less

  • Compliance Officer (AML)

    Aug 2020 - Jan 2022

  • Business Compliance Officer

    May 2018 - Jul 2020
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  Nomura

  Jan 2022 - Dec 2023

  Financial Crime Compliance Analyst
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  Trust Bank Singapore

  Jan 2024 - now

  FCC Controls Analyst