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Nancy Martinez Broussard

Nancy Martinez Broussard

Followers of Nancy Martinez Broussard489 followers
location of Nancy Martinez BroussardDenver, Colorado, United States

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  • Timeline

  • About me

    Director & Location Leader at Charles Schwab

  • Education

    • Baylor University - Hankamer School of Business

      2016 - 2018
      Master of Business Administration (MBA) Business Administration and Management, General

    • The University of Texas at El Paso

      2001 - 2005
      Bachelor of Business Administration (B.B.A.) Business Administration and Management, General

  • Experience

    • GECU

      Aug 2006 - Jun 2016

      • Compliance Manager

        Oct 2014 - Jun 2016

      • Compliance Assistant Manager

        Sept 2010 - Oct 2014

      • Compliance Analyst

        Aug 2006 - Sept 2010

    • Charles Schwab

      Jun 2016 - now
      Director, Operational Services

  • Licenses & Certifications

    • Series 63 - Uniform Securities Agent State Law

      NASAA

    • Series 7 - General Securities Representative

      Financial Industry Regulatory Authority (FINRA)

    • Series 9/10 - General Securities Sales Supervisor

      Financial Industry Regulatory Authority (FINRA)
      Nov 2016