Deep Enrich
Nancy martinez broussard
489 followersTimeline
About me
Director & Location Leader at Charles Schwab
Education
Baylor university - hankamer school of business
2016 - 2018Master of business administration (mba) business administration and management, general
The university of texas at el paso
2001 - 2005Bachelor of business administration (b.b.a.) business administration and management, general
Experience
Gecu
Aug 2006 - Jun 2016Compliance Manager
Oct 2014 - Jun 2016Compliance Assistant Manager
Sept 2010 - Oct 2014Compliance Analyst
Aug 2006 - Sept 2010
Charles schwab
Jun 2016 - nowDirector, operational services
Licenses & Certifications
Series 63 - uniform securities agent state law
Nasaa.webp)
Series 7 - general securities representative
Financial industry regulatory authority (finra)Series 9/10 - general securities sales supervisor
Financial industry regulatory authority (finra)Nov 2016
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