Deepthi Rajeev

Experience

• 

  Geojit Financial Services Ltd

  Dec 2004 - now

  Designed and implemented a robust internal control framework to safeguard assets, enhance operational efficiency and ensure compliance with regulatory requirements. Conducted risk assessments, identified process gaps, and collaborated with department heads to develop and implement risk mitigation strategies. Led and supervise internal and external audits, including planning, execution, and resolution of findings, ensuring timely implementation of corrective actions. Collaborated with cross-functional teams to embed internal controls into daily operations and strategic initiatives. Established and maintained documentation for internal control policies, procedures, and workflows. Monitored third-party vendor compliance and integrated control measures into outsourcing contracts. Delivered training programs to enhance employee awareness on risk management, compliance, and internal control practices. Show less Managed end-to-end KYC processes, including customer onboarding and verification, ensuring compliance with regulatory standards and internal policies. Conducted due diligence and risk profiling of customers in alignment with Anti Money Laundering (AML) and Combating the Financing of Terrorism (CFT) regulations. Identified discrepancies in KYC documentation and resolved issues in coordination with customers and other stakeholders. Supported regulatory audits and inspections by maintaining accurate and up-to-date KYC records and addressing audit observations. Conducted training sessions for team members on KYC regulations, documentation standards and system updates. Show less

  • Senior Manager

    Dec 2004 - now

  • Internal Control Manager

    Jul 2019 - Oct 2024

  • Operations Executive

    Oct 2009 - Mar 2015

  • Operations Executive

    Dec 2004 - Sept 2008