
Timeline
About me
Head of Compliance
Education

International compliance association
2015 - 2016International diploma in compliance, governanace and risk compliance, governanace and risk meritInternational Diploma in Compliance, Governance and Risk Completed January 2016

Isle of man college
1999 - 2003As and a2 levelActivities and Societies: AS and A2 level's

St ninian's high school
1995 - 1999GcseActivities and Societies: GCSE's Hockey Choir Duke of Edinburgh
Experience

Abbey national
Jun 1999 - Sept 2001Mortgage administratorProcessing mortgage applications, credit scoring customers, writing correspondence for customers and brokers, contact customers by phone and informing brokers daily on case updates, workflow management, filing and other general office duties.

Barclays wealth and investment management
Jul 2003 - Jan 2013People managerI was promoted a number of times within Barclays Wealth and was lucky enough to have variety excellent roles mostly within Team Management. During this time I have acquired the following skillsPeople ManagementCoachingDisciplinary/sickness monitoringRisk ManagementProject Management – Based in Gibraltar (closing down centre to move to IOM)Workflow managementSLA managementSales Records ManagementBudget monitoring and recordingHR support and on-site trainingPEP/sanctions workStakeholder ManagementProcess mappingOrganisation and general office skills Show less

Zurich insurance company ltd
May 2013 - May 2017Compliance advisorDay to day review of High Risk and Sanctioned cases. Working closely with other teams such as Corporate to ensure SLA’s are met. Prioritising workload and ensuring that if urgent cases need picking up they are dealt with quickly and efficiently. I also have to maintain a strong knowledge of the regulations and have to apply these in my day to day role. Since joining the team I have helped to maintain workflow, I have re-written all procedures using my previous Lean (Yellow Belt) experience and have streamlined processes including turning the workload into a paperless system. Show less

Jmr ltd
Jun 2017 - Sept 2024Compliance manager
Isle of man constabulary
Sept 2023 - May 2024Financial investigator
Edgewater
May 2024 - nowCompliance manager/head of compliance
Aicp
Sept 2024 - nowDirector
Licenses & Certifications

Yellow belt - lean
Barclays wealthFeb 2011- View certificate

Ica professional membership
International compliance associationDec 2022
Volunteer Experience
Secretary and Player
Issued by Vagabonds RUFC on Aug 2014
Associated with Vicki Cartwright - MICACommittee Member
Issued by Western Live At Home Scheme on Feb 2016
Associated with Vicki Cartwright - MICACharity Committee Secretary
Issued by Zurich Insurance Company Ltd on Jul 2014
Associated with Vicki Cartwright - MICA
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