Experience

• 

  Cyprus stock exchange

  Nov 1999 - Feb 2004

  Officer

  Clearing and Settlement DepartmentAssistance in Securuties’ settlementPreparations of Brokers’ referencesCheck of daily reportsAssistance in the preparation of proposals and quotationsCyprus Stock Exchange ArchiveCheck of inside and outside correspondenceElectronic and manual entry of documentsAssistance in search out of the different categories of documents are listed in the electronic systemCheck and printout of the daily reportsAssistance in the preparation of proposals and quotationsSeminarsΧρηματιστήριο Αξιών Κύπρου «Εγγραφή στον Ειδικό κατάλογο του Άρθρου 19Α»November 30th, 2006 Show less

• 

  Atlantic securities ltd

  Feb 2006 - now

  Identification, recording and evaluation of risksSetting targets, Developing objectives and Implementing the Work Program of the Compliance FunctionDetermining the frequency of monitoring activities performed by the compliance function, based on the priorities set.Record KeepingEnsuring that the Company complies with its continuous obligations to CySECEnsuring that the procedures described in the Company's procedures manual are fully implementedEnsuring that compliance risk is comprehensively monitoredDevelop and establish the customers'​ acceptance policyReviewing clients'​ contracts and updating clients'​ electronic files with their due diligence documentsCategorize clients as per Cyprus Law MiFID requirementsMonitoring clients' transactions for tracing suspicious transactions relating to money launderingMaking sure that internal policies are disseminated to the staffResponsible for the excellent training of staffΜaintaining close cooperation with the internal controlLiaising with tied agents and auditorsMonitoring Complaints ReviewMonitoring Customer Credit FacilitiesPreparing the Annual Compliance Report to the Board of Directors as required by the LawSEMINARSCySEC (Cyprus Securities & Exchange Commission) - MiFID II all day ConferenceFiloxenia Conference Centre24 January 2018 Show less Monitoring Customer Credit Facilities Accounting issues-Monitoring depts and payments, transferring money and issuing chqsLiaising with representatives and auditorsDeveloping external relationships with appropriate contacts (bankers, auditors, clients etc).Assistance in the preparation of proposals and quotationsCheck and printout of the daily reportsVerification of customer ordersMonitoring Complaints reviewSeminarsΧρηματιστήριο Αξιών Κύπρου «Εγγραφή στον Ειδικό κατάλογο του Άρθρου 19Α»November 30th, 2006Χρηματιστήριο Αξιών Κύπρου (Χ.Α.Κ). «Εγγραφή στον ειδικό κατάλογο Υπευθύνων Εκκαθάρισης Χρηματιστηριακών Συναλλαγών» Δευτέρα 20 Δεκεμβρίου, 2010 Cyprus Stock Exchange. “Officially Appointment Mechanism (O.A.M)”Ministry of Economics, June 05th, 2012Κυπριακός Σύνδεσμος Επιχειρήσεων Παροχής Επενδυτικών Υπηρεσιών. «Οδηγία Επιτροπής Κεφαλαιαγοράς για την παρεμπόδιση ξεπλύματος παράνομου χρήματος και χρηματοδότηση της τρομοκρατίας (ΟΔ-144-2007-08 του 2012)»Οι περί Επενδυτικών Υπηρεσιών και Δραστηριοτήτων και Ρυθμιζόμενων Αγορών Νόμοι 2007-2012.Νόμος που προνοεί για τις πράξεις προσώπων που κατέχουν εμπιστευτικές πληροφορίες και τις πράξεις χειραγώγησης της αγοράς 2005-2013Σάββατο 07 Δεκεμβρίου, 2013 Show less

  • Compliance Officer - CIF Regulation

    Jan 2015 - now

  • Supervisor, Customer Support

    Feb 2006 - Dec 2014