Asad Ahmad

Experience

• 

  George Brown College Continuing Education

  Jan 2008 - Jan 2013

  Administrative/Technical Support
• 

  ADR Chambers

  Jan 2013 - Jan 2017

  Project Coordinator
• 

  BMO Capital Markets

  Apr 2017 - Oct 2023

  - Part of the Business Control Testing team operating within the Business Risk and Solutions team- First line Control Testing engagements for LOBs and Accessible Units within BMO Capital Markets- Perform risk based periodic reviews of AML and regulatory compliance controls- Issue completion testing and ad hoc review of AML controls triggered by regulatory requirements - Conduct comprehensive holistic EDD reviews of high risk Capital Market Customers: Correspondent Banking, Trade Products, & Trade Finance- File Suspicious Transaction Reports with Federal Banking Regulator- Recipient of the 'Exceptional' end of year rating in the AML FIU Department for 2019- Recognized for Spotlight Award by CAMLO in Aug 2018 & Nov 2021

  • Analyst, Business Risk & Solutions, Business Controls Testing

    Mar 2022 - Oct 2023

  • Senior Investigator, AML FIU

    Apr 2017 - Mar 2022
• 

  BMO

  Oct 2023 - now

  Manager, Technology & Operations

  1st line internal Audit function within Capital Markets and Wealth Management