
Travis Allen
Associate Vice President

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About me
Personal CFO
Education

California State University, Los Angeles
-
California State University-Long Beach
-Bachelor of Arts Economics
Experience

AG Edwards & Sons Inc.
Mar 1996 - Jun 2001Associate Vice President
Wealth Strategies Group
Jun 2001 - nowPresident
Brookstreet Securities Corporation
Jun 2001 - Jul 2007Branch Manager
Securities America, Inc.
Jul 2007 - Dec 2023Branch ManagerAdvisory services offered through Securities America Advisors Inc., a SEC Registered Investment Advisory Firm, Travis Allen, Registered Investment Advisor Representative. Securities offered through Securities America Inc., Member FINRA (www.finra.org) and SIPC (www.sipc.org), Travis Allen, Registered Principal.Travis Allen is a General Securities Principal and Branch Manager. He is licensed for investments in over 20 states, including Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, North Dakota, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Utah, Virginia, Washington, Wisconsin, and West Virginia. He holds the Series 4, 7, 24, 63, 66, and 99 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Michigan, New Jersey, New York, Ohio, Oregon and Virginia (California Insurance License #0B79314). Show less

California State Assembly
Dec 2012 - Dec 2018State AssemblymanVice Chair, Banking and Finance CommitteeVice Chair, Jobs, Economic Development, and the Economy CommitteeVice Chair, Public Employment and Retirement Committee
Licenses & Certifications
- View certificate

Trust and Estate Practitioner
The Society of Trust and Estate PractitionersFeb 2025 
Certified Financial Planner
Certified Financial Planner Board of StandardsOct 2006
Honors & Awards
- Awarded to Travis Allen2014 Legislator of the Year Republican Party of Orange County Dec 2014
- Awarded to Travis Allen2014 Legislator of the Year Associated Cities of California - Orange County Nov 2014
- Awarded to Travis Allen2014 Legislator of the Year Orange County Business Council Sep 2014
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