Travis Allen

Travis Allen

Associate Vice President

Followers of Travis Allen2000 followers
location of Travis AllenNewport Beach, California, United States

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  • Timeline

  • About me

    Personal CFO

  • Education

    • California State University, Los Angeles

      -
    • California State University-Long Beach

      -
      Bachelor of Arts Economics
  • Experience

    • AG Edwards & Sons Inc.

      Mar 1996 - Jun 2001
      Associate Vice President
    • Wealth Strategies Group

      Jun 2001 - now
      President
    • Brookstreet Securities Corporation

      Jun 2001 - Jul 2007
      Branch Manager
    • Securities America, Inc.

      Jul 2007 - Dec 2023
      Branch Manager

      Advisory services offered through Securities America Advisors Inc., a SEC Registered Investment Advisory Firm, Travis Allen, Registered Investment Advisor Representative. Securities offered through Securities America Inc., Member FINRA (www.finra.org) and SIPC (www.sipc.org), Travis Allen, Registered Principal.Travis Allen is a General Securities Principal and Branch Manager. He is licensed for investments in over 20 states, including Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, North Dakota, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Utah, Virginia, Washington, Wisconsin, and West Virginia. He holds the Series 4, 7, 24, 63, 66, and 99 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Michigan, New Jersey, New York, Ohio, Oregon and Virginia (California Insurance License #0B79314). Show less

    • California State Assembly

      Dec 2012 - Dec 2018
      State Assemblyman

      Vice Chair, Banking and Finance CommitteeVice Chair, Jobs, Economic Development, and the Economy CommitteeVice Chair, Public Employment and Retirement Committee

  • Licenses & Certifications

    • Trust and Estate Practitioner

      The Society of Trust and Estate Practitioners
      Feb 2025
      View certificate certificate
    • Certified Financial Planner

      Certified Financial Planner Board of Standards
      Oct 2006
  • Honors & Awards

    • Awarded to Travis Allen
      2014 Legislator of the Year Republican Party of Orange County Dec 2014
    • Awarded to Travis Allen
      2014 Legislator of the Year Associated Cities of California - Orange County Nov 2014
    • Awarded to Travis Allen
      2014 Legislator of the Year Orange County Business Council Sep 2014