Experience

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  台證證券

  Jan 2004 - Jan 2009

  • 香港子公司副總裁

    Jan 2004 - Jan 2009

  • 香港子公司副總裁

    Jan 2004 - Jan 2009
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  Taiwan concord capital securities h.k. ltd./康和證券(香港)

  Jun 2009 - Mar 2012

  Managing director/董事總經理

  1) Supervised the regulated activity and overseeing the daily operations of both TCCS H.K. and CCM H.K. To ensure the compliance of selling process and service standards to local regulations.2) I was responsible for building up and managing the stock、futures、bonds、funds dealing team as well as sales and back office team. I also needed to work out business strategy、draft and formulate business growth plans、edit annual budget、supervise sales team to achieve business goal、set up various management systems and internal control manuals、recruitment and assessment、make use of house investment…etc. Besides, I provide advice to Taiwan head office on strategic activities. 3) I oversaw stock and futures brokerage、margin finance、equity placement、bonds、derivatives and funds dealing business of TCCS H.K. and served China, Hong Kong and Taiwan clients. 4) I’m also a member of Board of Directors and a legal representative of both TCCS H.K. and CCM H.K. Show less

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  Concord capital management h.k. ltd./康和資產管理(香港)

  Aug 2009 - Mar 2012

  Managing director/董事總經理

  1) Supervised the regulated activity and overseeing the daily operations of both TCCS H.K. and CCM H.K. To ensure the compliance of selling process and service standards to local regulations.2) I was responsible for building up and managing the stock、futures、bonds、funds dealing team as well as sales and back office team. I also needed to work out business strategy、draft and formulate business growth plans、edit annual budget、supervise sales team to achieve business goal、set up various management systems and internal control manuals、recruitment and assessment、make use of house investment…etc. Besides, I provide advice to Taiwan head office on strategic activities. 3) I was in charge of launching private fund, fund raising, marketing, and formulating investment policy, strategy & asset allocation of CCM H.K.. 4) I’m also a member of Board of Directors and a legal representative of both TCCS H.K. and CCM H.K. Show less

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  Standard chartered bank taiwan/渣打銀行

  Jun 2012 - Jun 2015

  Senior vice president/資深副總裁

  I’m in charge of SCB (Taiwan) securities sales department including 11 securities branches’ daily operation; manage brokerage frontline and back office team、plan development strategy、formulate business plan、prepare annual budget、oversee each securities branch to achieve sales target、build up and revise various management and internal control system of securities and futures、staff recruitment and assessment、approve all kinds of application…etc.

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  Primasia securities 犇亞證券

  Nov 2015 - Mar 2019

  General manager 總經理/head of underwriting 承銷部主管

  General ManagerI am in charge of daily operations of Primasia Securities and its two branches; lead and supervise stock brokerage, futures, proprietary trading, underwriting, institutional business, research teams; establish and manage business development as well as operation teams. From developing strategies, formulate business plans , prepare annual budgets, to achieve business goals. From establishing various management systems, operation methods, personnel recruitment to introduce new financial services... etc. Ensure various businesses departments to comply with regulations and avoid customers' complaints.Head of Underwriting 1.Assessing potential deals, executing corporate finance transactions, conducting due diligence, reviewing pitch books and documentation;2.Lead a team to execute a wide range of corporate finance services to clients including IPO, financial advisory related transactions and capital raising exercises;3.Formulate and execute the overall strategic for cross border deals and other corporate finance projects;4.Explore and assess new business opportunities and maintain clients' relationships. Show less

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  亞洲樸格資本/app capital

  Mar 2019 - now

  Director董事/partner合夥人

  I am responsible for planning and executing fundraising and bank financing related operations of a newly established renewable energy private fund; assessing potential renewable energy power generation projects, conducting due diligence, reviewing relevant materials and documents, and contact bank financing as well as developing potential institutional investors (insurance companies , listed companies...etc.) who are interested in investing in this fund.

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  劍橋資產管理/cambridge asset management

  Jun 2019 - now

  Partner/合夥人

  I am responsible for planning and executing fundraising a biomedical private equity fund; developing potential institutional (investment companies , listed companies...etc.)and individual investors who are interested in investing in this fund.

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  摩根亞太財務顧問/摩根亞太量化交易

  Jun 2020 - Apr 2022

  Director/董事

  I am responsible for developing and advising clients to perform mergers and acquisitions (acquisitions or disposals) related projects. Including M&A strategy analysis, evaluating and contacting potential target companies, preparing equity value evaluation, assistance in due diligence procedures, liaising with M&A project teams, and assistance in the execution of M&A projects.

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  圖靈金融集團/turing financial group

  Apr 2022 - now

  Director/董事

  I am responsible for developing and advising clients to perform mergers and acquisitions (acquisitions or disposals) related projects. Including M&A strategy analysis, evaluating and contacting potential target companies, preparing equity value evaluation, assistance in due diligence procedures, liaising with M&A project teams, and assistance in the execution of M&A projects.

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  東典光電科技(股) 6588tt/east tender optoelectronics corp.

  May 2022 - now

  Director/董事

  Achieve the goals and tasks assigned by the Board of company.Participate in the company's management.Maintain internal relationship and good communication.Implement internal controls policy.