Roshan Pinto

Experience

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  Swathi Consultans (Chartered Accounts Firm)

  Oct 2003 - Apr 2005

  Accountant

  • Data Entry, Computerized and Manual Accounting.• Preparing Account payment Statement and Payment Requisition for Suppliers.• Stock Auditing on Monthly basis.• Monitoring Bank transactions and Preparing Reconciliation Statement.• Filing tax returns of the customer.• Auditing and preparing the final reports for state Government sponsored banks and Cooperative Banks.

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  Peeci Consultants and Construction Co.

  May 2005 - Nov 2006

  Accounts Manager

  • Maintaining Books of Accounts and finalizing the books of accounts.• Assisting the finance manager to finalize the annual accounts.• Monitoring Bank transactions and Preparing Reconciliation Statement.• Preparing Debtors and Creditors statements.• Visiting the sites to check and ensure the delivery of materials.• Preparation of Payment & Receipt Vouchers

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  Q Line Electronics and Security Systems, Bur Dubai

  Nov 2006 - Nov 2007

  Accounts Assistant

  • Assisting and finalization of Accounts.• Handling Dock & Warehouse Documentation• Direct dealing with the Suppliers and Negotiating Product Cost.• Preparation of Payment & Receipt Vouchers• Maintaining Cash & Petty Cash Book and daily verify the cash and deposit in the Bank.• Finalizing the Bank Reconciliation statement.• Maintaining the sales Return and purchase return vouchers and maintaining the accounts.

• 

  Karnataka Bank

  Jun 2011 - May 2015

  Retail Banking Officer

  • Analysis of Statement of Accounts for Loan Proposals.• Documentation work, pre and post sanction of Loan Proposal.• Preparing Ratio Analysis, Cash Flow Statement and Networth Statement.• Analyzing the Projected Statement of Accounts and Projected Profit Statement.• Preparing Statement of TDS and filing of Tax Deducted at Source Returns ETDS on quarterly basis .• Filing Correction returns of customers and issuing TDS Certificates.• Handled Retail Banking activities like ATM Card, Internet Banking, Gift Card, Debit Card and Travel Card and POS terminals and Demat accounts. • Handled Cash Counter, Current Counter, Saving Counter and Fixed Deposit Counter and OD Counter.• Handled NRE Section, FCNR Section and Foreign Currency Section.• Rich Knowledge of local Deposits , NRE/NRO Deposits and FCNR Deposits. • Handling of Inward clearing and Outward clearing and verifying the inward and outward zones.• Handling of Inward and outward remittances, NEFT, RTGS and issuing Demand Drafts.• Handling KYC processes and opening the accounts, continuous follow up of KYC documents with customers and update KYC profile of the customer time to time basis. Checking the AML alerts on Daily basis and follow up with the customers. Show less

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  Tanfeeth

  May 2015 - Jun 2017

  Compliance Analyst

  • Training the entire team how to review the accounts, verify documents and updating the Customer Identification File as per the guidelines by the business to reach the set targets.• Guiding the GAP Review team to Review High Risk, STR accounts, KYC/CDD and finding the gaps.• Guiding the documentation team to verify the received documents like KYC/CDD, identification documents, physical address and Trade license, MOA and to remediate the High Risk, STR Accounts.• Ensuring Quality Assurance check for the Gap review team, Documentation team and Customer profile updation team and submitting the QA reports to the management on daily, Weekly and Monthly Basis.• Training the FATCA team to review the FATCA Forms and checking the US Indicia & ensuring the completeness and correctness of the FATCA Forms.• Ensuring the Quality Assurance for the FATCA team and preparing the QA reports on Daily, Weekly and Monthly basis to assure the quality of the accounts.• Ensuring Quality Assurance check for remediated accounts and CIF updation by checking and verifying the scanned documents in the account.• Controlling and managing the entire team and coordinating between Accounts Maintenance team, customer calling team, gap review team, document filling team and Biker team to get the work get it done in smoother way.• Carry out ongoing compliance monitoring and surveillance.• Conducting the regular Skill Assessment test to team members on guidelines to update with guidelines.• Transaction monitoring analysis and Reviewing STRs for ongoing process. • Using World Check, OFAC check and Fraud Monitoring & AML prevention.• Monitoring Transaction Profile and Financial profile. Show less

• 

  Emirates NBD

  Jul 2017 - now

  Due to restructure in Corporate & Institutional Banking, moved to Client Services Operations team and assisting the clients in their daily operational issues & queries in Operations, Clearing, Trade finance and account maintenance and Supervising the Team of 7 members, who are supporting 12 Senior Relationship Managers. Managing Portfolio of Local Corporate Units of Emirates NBD Customers as assistant relationship Manager and assisting the Relationship Manager in preparing proposal and doing credit approvals for the transactions of the customer. Handling all quries of customer related loans and related drawdowns. Managing Large Corporate Customers day to day queries and providing quick resolutions on queries raised and any quick resolutions on operational issues identified.

  • Assistant Manager Client Services : Corporate and Institutional Banking

    Jul 2022 - now

  • Client Services Representative : Corporate & Institutional Banking.

    Jun 2020 - Dec 2022

  • Credit Analyst - Local Corporate Unit: Corporate Banking

    Dec 2018 - Jun 2020

  • Customer Service Specialist - Large Corporates - Corporate Banking.

    Jul 2017 - Nov 2018