Experience

• 

  Wells fargo

  May 2012 - Jan 2023

  Plan and Conduct Transition & ServiceDelivery Audits; Account/Program levelAssessments. Conduct Pre-audit checks for projects / accounts facing Third Party / Client Audits. Identify potential risks (contractual, delivery, business outcome) and compliance gaps• Compiles information by coordinating rate deviation filings; maintaining updated rate matrices, providing overviews of product disclosures. Keeps other departments abreast of requirements by researching regulatory and filing information, writing & communicating guidelines.• Develop and implement quality assurance strategy, policies, and procedures to ensure timely, accurate and complete compliance with all requirements. Develop a framework for measuring the adequacy of internal controls relative to business objectives.• Identify key controls for each business process, asses effectiveness of controls and support development of control improvements.Lead and champion process improvement projects to achieve better alignment of business processes to business goals. Show less Compiles information by coordinating rate deviation filings; maintaining updated rate matrices, providing overviews of product disclosures. Keeps other departments abreast of requirements by researching regulatory and filing information, writing & communicating guidelines.• Develop and implement quality assurance strategy, policies, and procedures to ensure timely, accurate and complete compliance with all requirements. Develop a framework for measuring the adequacy of internal controls relative to business objectives.• Identify key controls for each business process, asses effectiveness of controls and support development of control improvements.Lead and champion process improvement projects to achieve better alignment of business processes to business goals. Show less

  • Lead Quality Assurance Analyst

    Jan 2020 - Jan 2023

  • Senior Financial Analyst

    Apr 2015 - Dec 2019

  • Financial Analyst

    May 2012 - Mar 2015
• 

  Ey

  Jan 2023 - now

  Senior consultant