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David Richards

David Richards

Proprietary Trader

Followers of David Richards869 followers
location of David RichardsDenver Metropolitan Area

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  • Timeline

  • About me

    Independent Corporate Director, Audit Committee, Corporate Governance, Anti-corruption, Family Office

  • Education

    • Stagnelius Skolan, Kalmar, Sweden

      -
      Rotary Exchange Scholarship

    • University of Cambridge

      -
      Visiting Student

    • The London School of Economics and Political Science (LSE)

      -
      Bachelor of Science (BSc) Economics (Honors)

    • University of Wisconsin Law School

      -
      Juris Doctor (J.D.) Law

      Activities and Societies: Judicial Intern/ Wisconsin Department of Justice Clerk/ University of Wisconsin Law School - Law School Faculty Research Specialist Top 5% - International law

  • Experience

    • Hull Trading Co (Acquired by Goldman Sachs Co.)

      Jan 1988 - Jan 1989
      Proprietary Trader

    • Lehman Brothers

      Jan 1989 - Jan 1990
      Financial Services Associate

    • Phillips Richards Mayew & Corrigall S.C.

      Jan 1993 - Jan 2001
      Income Principal

    • Wolters Kluwer Legal & Regulatory US

      Jan 2001 - Jan 2005
      Legal Analyst - Corporate & Securities

      Principal Editor - Corporate Secretary’s Guide. Contributing Editor - Federal Securities Law Reporter.

    • BMO Global Asset Management U.S.

      Jan 2005 - Jan 2008
      Corporate Secretary Board Of Directors

    • BMO Harris NA

      Jan 2005 - Jan 2009
      Legal Counsel

      Member - Harris Investor Services, Inc. Operations & Trading Committee 2006-2009Member - Harris Investor Services, Inc. Code of Ethics Compliance Committee 2007-2009

    • BMO Wealth Management - U.S.

      Jan 2006 - Jan 2009
      Committee Member - Investment / Corporate Governance & Risk Management

    • Generac Power Systems

      Jan 2010 - Jan 2015
      Senior Corporate Counsel

      Member – Generac Holdings Inc. SEC Conflict Mineral Steering CommitteeCorporate Secretary - SEC Disclosure CommitteeCorporate Secretary - Nominating/Corporate Governance Committee

    • GENERAC MOBILE PRODUCTS S.R.L.

      Jan 2013 - Jan 2015
      Director – Independent Supervisory Board

    • Generac Latam

      Jan 2013 - Jan 2015
      Chair, Code of Ethics Compliance Committee

    • Rogahn Jones LLC

      Jan 2016 - now
      Of Counsel

    • DCRG Capital (Family Office)

      Jan 2016 - now
      Chief Executive Officer & Chief Investment Officer

      Responsible for all capital allocation decisions within a single-family office.Conducting in-depth review of financial disclosure among portfolio companies and investment prospects.Portfolio returns consistently ranked within the top 3 percent of all Tip Rank analysts.

  • Licenses & Certifications

    • Series 7 and 63 (Inactive)

      FINRA

    • United States Court of International Trade (Inactive)

      U.S. Court of International Trade

  • Volunteer Experience

    • Past Chair-International Practice Section

      Issued by State Bar of Wisconsin
      State Bar of WisconsinAssociated with David Richards

    • Past Chair - Sub-Committee on Emerging Capital Markets

      Issued by American Bar Association
      American Bar AssociationAssociated with David Richards

    • Volunteer

      Issued by Counsel on Foreign Relations on Aug 2024
      Counsel on Foreign RelationsAssociated with David Richards

    • Volunteer

      Issued by Integrated Family Community Services on Mar 2024
      Integrated Family Community ServicesAssociated with David Richards

    • Board of Directors

      Issued by St. Luke's Episcopal Church (Denver CO) on Jan 2019
      St. Luke's Episcopal Church (Denver CO)Associated with David Richards

    • Board Member

      Issued by St. Luke’s Investment Comittee on Jul 2021
      St. Luke’s Investment ComitteeAssociated with David Richards