Deep Enrich
Kartik Sharma, CAMS-RM, CCAS, PRINCE2®
Consultant - Fraud Investigations & Dispute Services
634 followers
United Arab Emirates
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About me
Group Compliance Manager || Financial Crime Compliance
Education
Heriot-Watt University
2010 - 2013Bachelors in Business Administration Securities & Finance
Experience
EY
Nov 2013 - Dec 2016Consultant - Fraud Investigations & Dispute ServicesConsultant on project based engagements involving financial crime risk and arbitration/disputes. Areas of expertise include Sanctions, Anti-Money Laundering (AML) compliance, Know Your Customer (KYC) and Customer Due Diligence (CDD) regulations.
HSBC
Jan 2017 - May 2024As part of this role, I was involved in overseeing the governance of non-financial risk and maintaining oversight of policies and procedures pertaining to Wealth & Personal banking. As part of this role my responsibilities were to create and foster culture of compliance within UAE Wealth & Personal Banking and be considered subject matter expert within HSBC Group whilst optimizing communication between First and Second Line of Defense. The role involved proactively guiding and assisting the branch networks across UAE in identifying and containing AML/TF, Fraud & Sanction risk
AML Investigations Manager
Aug 2022 - May 2024Business Financial Crime Risk Advisor
Apr 2021 - Aug 2022Risk, Controls & Governance Manager
Jan 2021 - Jun 2021Business Money Laundering Compliance Manager
Jan 2017 - Apr 2021
Emirates NBD
May 2024 - nowGroup Compliance Manager
Licenses & Certifications
Certified Crypto-Assets Anti-Financial Crime Specialist
ACAMSJan 2024Advanced Certified AML Specialist - Risk Management
ACAMSCertified Anti-Money Laundering Specialist (CAMLS)
ACAMSAug 2020- View certificate
PRINCE2® Foundation
AXELOS Global Best PracticeFeb 2022
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