Bariinder Singh Saini

Experience

• 

  EClerx Services Ltd

  Apr 2011 - Dec 2012

  Financial Analyst

  Role and Responsibility:Reconcilement of cash in IRS Derivative settlement.Reconciling New York and Foreign Currency account pools.Reconcilement of margins usd.Reporting high value trade after proper investigation.Creating reports for all the swaps in derivatives and ensuring they are settled.Maintaining Causal reports for all the open breaks.Taking care of various Interbank and Federal account pools.Creating Overdraft Report for USD & Margins account pools.Matching request provided by the settlement specialist.Working on Derivative settlement for Interest rate swap product.Working on Unassigned breaks for all that which are not assigned to any settlement specialist and ensuring that they are proprely assigned to them & checking that there are no breaks from other business in Derivatives Reconcilement pools. Key achievements: Pilot batch for the settlement process which migrated from New York and Buffalo Show less

• 

  Nomura Services India Pvt LTD

  Jan 2013 - Jan 2020

  Assistant Manager

  JOB RESPONSIBILITIES: - FINANCIAL CRIME MONITORING - EMEA SINCE JAN 2017-JAN 2020JOB RESPONSIBILITIES: - PERSONAL ACCOUNT DEALING - AEJ SINCE JAN 2013–DEC 2016

• 

  CLSA Technology & Services LLP

  Jan 2020 - Apr 2022

  PERSONAL JOB RESPONSIBILITIES: - TRADE MONITORING AND SURVEILLANCE / PERSONAL ACCOUNT DEALING / FINANCIAL CRIME MONITORING / SPONSOR INDEPENDENCE CHECK SINCE JAN 2020-TILL DATE

  • Associate

    Jan 2020 - Apr 2022

  • Associate

    Jan 2020 - Apr 2022
• 

  TIAA Global Capabilities

  May 2022 - now

  Senior Associate

  CONTENT REVIEW, APPROVAL & PRACTICES CONTROLS / SOCIAL MEDIA MONITORING ACTIVITIES / MEDIA COMMUNICATION & PUBLIC APPEARANCES