EMMANUEL ANIETIE

Experience

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  Spring Bank PLC

  Jan 2008 - Jan 2011

   Processing of FORM Ms, FORM A, Bills for Collection, Letter of Credits, shipping documents ,Pre Arrival Assessment Reports and Customs Duty payment. Processing & issuance of Bank Certified Cheque/Draft. Processing of Outward & Inward Clearing cheques.  General transfers between Account, Electronic Funds Transfer (NEFT),Auto pay , Interbranch Settlement transfers, NIBSS Instant Pay, RTGS transfers & Domiciliary Telegraphic Transfer  Processing of Custom Duty e-payment receipt Posting of expenses into appropriate P&L GL’s category Rendition of VAT & WHT to Tax authorities. Booking of Bankers Acceptance investment, Fixed & Call deposits.Preparing Month end proofs/reports Show less

  • Funds Transfer

    Jan 2010 - Jan 2011

  • Customer Service

    Jan 2008 - Jan 2010
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  Enterprise Bank Ltd.

  Jan 2011 - Jan 2015

  Funds Transfer/Clearing Officer

   Processing & issuance of Managers Cheque/Draft. Processing of Outward & Inward Clearing cheques.  General transfers between Account, Electronic Funds Transfer (NEFT),Auto pay , Interbranch Settlement transfers, NIBSS Instant Pay, RTGS transfers & Domiciliary Telegraphic Transfer  Processing of Custom Duty e-payment receipt Posting of expenses into appropriate P&L GL’s category Rendition of VAT & WHT to Tax authorities. Booking of Bankers Acceptance investment, Fixed & Call deposits.  Preparing Month end proofs/reports Processing of trade documents such as FORM Ms, FORM A, Bills for Collection, Letter of Credits and shipping documents Show less

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  Heritage Bank Plc

  Jan 2015 - Jan 2016

  Service Executive- Transactions/Cash

   Processing and maintaining systems for storage and retrieval of documents such as FORM Ms, FORM A, Bills for Collection, Letter of Credits, shipping documents ,Pre Arrival Assessment Reports, Duty payments and other Procurement /Clearing documents( both soft and hard copies) Processing & issuance of Managers Cheque/Draft. Processing of Outward & Inward Clearing cheques.  General transfers between Account, Electronic Funds Transfer (NEFT),Auto pay , Interbranch Settlement transfers, NIBSS Instant Pay, RTGS transfers & Domiciliary Telegraphic Transfer  Processing of Custom Duty e-payment receipt Posting of expenses into appropriate P&L GL’s category Rendition of VAT & WHT to Tax authorities. Booking of Bankers Acceptance investment, Fixed & Call deposits. Preparing Month end proofs/reports and reconciliation. ATM/Vault Maintenance Supervision of Tellers Authorisation/Call over of Teller transactions Act as Service Manager and other adhoc responsibilities Show less

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  Wema Bank Plc.

  Jun 2018 - Feb 2024

  Compliance Officer

   Fraud Monitoring and suspicious transactions reporting. Ensure compliance monitoring and enforcement of set rules and regulations as defined within all applicable regulations guiding the Bank operations  Ensures all stakeholders are aware of the organisation Compliance program through quarterly/periodic training such as Anti Money Laundering (AML)/Combating Financial Terrorism(CFT) etc Complete KYC (Know Your Customer) post reviews on on-boarded customers and submit reports on customers with incomplete KYC details. Expense control/ review/purchase verification/Cash advances Review incident alerts to determine relevancy and urgency.  Conduct due diligence investigations on transaction (transfers, payments) reports, closing false alerts and escalating suspicious alerts to the Chief Compliance Officer for further investigation. Review document processes and procedures, and assess the compliance risks associated Manage effective action plans in response to audit discoveries and compliance violations. Maintain an appropriate audit trail and documentation in all instances, to evidence/support the review and resolution of issues. Reporting all forms of compliance breaches to the Chief Compliance Officer. Work closely with the Business Development Unit, Operations, Information Technology to identify and mitigate the risks associated with existing and new business with emphasis on higher risk customers Support the analysis and rendition of reports to regulators- CBN, FIRS, NFIU Effectively monitor the level of compliance with policies such as Conflict of Interest Policy, Gift and Entertainment Policy, Whistle-blower Policy, Code of Conduct, etc. Online-Real Time/Manual Call over of Transactions. Review of Branch security and infrastructure/Assets Review/Reconciliation of General Ledgers and all suspense/transit accounts. Risk Assets and Stores management. Preparation of Error analysis report, Exceptions report Show less

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  9PSB_NG

  Jan 2024 - now

  Compliance Officer

   Assist with regulatory, law enforcement inquiries and inspections, internal and external audits. Identify AML/CTF/Sanction risks associated with the business practices, products, and services to avoid breaches, fines, and regulatory sanctions. Ensure effective AML/CTF/Sanction compliance throughout the business. Prepare and provide tailor-made AML/CTF/CPF Sanction training for Board, Management, and all Staff. Identifying, monitoring, and reporting of STRs and CTRs Complete Know Your Customer (KYC) and KYB onboarding reviews for new customers & update existing customers, Political Exposed Person (PEP). Establish and maintain an effective Customer Due Diligence/Enhanced Due Diligence risk rating and ensure ongoing assessments. Prepare and Implement the Compliance Charter, Compliance Plan and Update Compliance Rule Book. Prepare periodic reports to the Board/management on findings/recommendations on compliance program, policies and framework. Collaborate and drive healthy relationship with key business and functional stakeholders by providing timely, responsive, and quality regulatory compliance advice/guidance Show less