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Duvan Brock, MBA, CFP®, ChFC®, CLU®, CMFC, CRPC

Duvan Brock, MBA, CFP®, ChFC®, CLU®, CMFC, CRPC

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  • Timeline

  • About me

    President at Dempsey Lord Smith, LLC

  • Education

    • Jacksonville State University

      1982 - 1986
      Bachelor of Science (B.S.) Finance

    • LSU Shreveport

      2015 - 2017
      Master of Business Administration - MBA Finance and Financial Management Services Magna Cum Laude

    • College for Financial Planning

      2008 -
      Chartered Mutual Fund Counselor and Chartered Retirement Planning Counselor Financial Planning and Services

    • The American College

      1999 - 2001
      Chartered Financial Consultant

    • The American College

      2009 - 2016
      Chartered Life Underwriter

  • Experience

    • Edward Jones

      Sept 1986 - May 1989
      Registered Representative

    • Ameriprise Financial Services, Inc.

      Aug 1991 - Aug 2009
      Platinum Financial Advisor

    • Duvan Brock Financial Services, LLC.

      Aug 2009 - now
      President

      Securities offered through Dempsey Lord Smith, LLC Member FINRA/SIPCAdvisory Services offered through Dempsey Lord Smith, LLC

    • Dempsey Lord Smith, LLC

      Aug 2009 - now
      President

  • Licenses & Certifications

    • Chartered Financial Consultant

      The American College
      Feb 2001
      View certificate certificate

    • Certified Financial Planner practitioner

      CFP Board
      Feb 1995
      View certificate certificate

    • Chartered Life Underwriter

      The American College of Financial Services
      Sept 2016