Steven Muller, CAMS, CFE

Experience

• 

  Ernst & Young

  Sept 2010 - Jul 2013

  Senior Accountant

  Auditing broker dealers and banks with some experience in hedgefunds.

• 

  American Express

  Jul 2013 - Jun 2014

  Senior Auditor

  Internal Audit function with specific responsibilites in Anti-Money Laundering, Banking Regulations, and Risk Management functions

• 

  Realogy Holdings Corp.

  Jun 2014 - Nov 2015

  Senior Internal Auditor

  Steven's job responsibilities primarily involve the proper planning, execution and wrapup of the audit as well as the supervision and development of assigned staff. He also participated in the evaluation of design and operating effectiveness for key controls over financial reporting as required by Section 404 of the Sarbanes-Oxley Act. In addition, Steven participates and/or leads a variety of special projects, research initiatives and assist in the development of departmental policies, programs and procedures. Show less

• 

  EY

  Dec 2015 - now

  Steven has over ten years of experience assisting clients with assurance and advisory services. Specifically, Steven focuses on work in the financial services industry concentrating on AML, fraud, and sanctions investigations.Professional ExperienceHe has a varied client serving background working in corporate investigations, regulatory compliance, compliance audits, and financial services.Steven has extensive and diverse experiences regarding AML and sanctions topics such as conducting AML look-back reviews, providing independent quality assurance for AML matters pertaining to regulatory investigations, performing transaction reviews in response to regulatory inquires and notices of findings, managing Suspicious Activity Report (SAR) support projects, and training on complex AML data systems. He assisted on the compliance audits for multiple business units within major United States financial services companies. He completed detailed review of transactions and accounting records in order to ensure compliance with the Foreign Corrupt Practices Act.Steve has managed teams for multiple companies to assist with the analysis and quality of RESPA compliance and SAR recommendations for SAR Committee members and AML operations teams. This included developing review approaches, assembling qualified teams, managing the daily flow of case work, and providing feedback to clients on an ongoing basis.Additionally, Steven has experience performing external audits for major financial institutions. This includes the review of legal provisions, broker dealer compensation, payroll, and accounts payable functions. Show less

  • Senior Manager - Forensic & Integrity Services

    Aug 2022 - now

  • Manager - Fraud Investigation & Dispute Services

    Dec 2015 - Aug 2022