HARISH M

Experience

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  Tata Consultancy Services

  Nov 2020 - Dec 2023

  KYC Associate

  • Verified CIP docs and conducted basic KYC checks.• Worked on critical Online Accounts verifying CIP elements.• Cross verified client’s docs with bank database and corrected accordingly.• Participated on daily huddles & monthly reviewers call with clients.• Used Lexis-Nexis tool for risk rating of an customer.• Worked on different entities (LLC,LLP,Corp,Trust,Sole-Prop etc)• Conducted thorough due diligence review on New & Existing clients.• Requested additional docs required for entities as well as individuals.• Navigated public databases like State Registry, Stock exchange websites, Open Corporates to verify adverse news related to client or business.• Updated UBO on banks database verifying the ownership structure.• Worked on First review & Re-review queues for further KYC verification.• Coached new team members & advice new learning through updating new KYC rules and norms.• Did QA/QC on First & Re-review. Show less

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  IBM

  Feb 2024 - now

  AML Risk & Compliance

  Monitoring Transactions on continuous surveillance and analysis of financial transactions to detect and prevent illegal activities such as money laundering, fraud, terrorist financing, and other financial crimes. When suspicious activity is flagged, it undergoes further investigation by compliance professionals to determine its legitimacy and, if necessary, report it to regulatory authorities.