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Matt Liautaud, CAMS

Matt Liautaud, CAMS

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  • Timeline

  • About me

    Director, Americas AML Transaction Monitoring & Coverage

  • Education

    • Montini Catholic HS

      -

    • College of DuPage

      -

  • Experience

    • MF Global

      Sept 2002 - Nov 2011

      • Senior Compliance Analyst

        May 2011 - Nov 2011

      • Margin Rep

        Sept 2002 - May 2011

    • R.J. O'Brien

      Nov 2011 - Jan 2013
      AML Compliance

      •Assist in implementation of the Firm’s Anti-Money Laundering policy, including Third-Party Payments•Identify policy and process gaps and implement improvements designed to increase efficiencies and reduce defects•Update the firms High Risk Jurisdiction List as needed•Review very high risk jurisdiction accounts and determine if RJO will be willing to do business with the individual or entity•Review CTA fees•Review in-coming and out-going wire activity on accounts, analyzing trends and any abnormal events•Review all incoming wires with discrepancies and resolve•Review all branch bank scanned checks and physical checks received•Liaising with IT developers to construct efficient risk-based surveillance programs and reports for tracking fund movement•Working with Margins and Treasury teams to monitor suspicious activity•File SARs and CTRs•Review and respond to FinCEN’s rule 314(a)•Implement AML policies to reduce potential risks by monitoring money movement and documenting resolutions effectively•Reviewing and executing all SBA agreements for Futures Hedge accounts•Understand the Firm’s new business activities and ensure all money movement is accurately risk-assessed for future surveillance Show less

    • JPMorgan Chase & Co.

      Jan 2013 - Aug 2017

      • VP Compliance Manager, AML Transaction Monitoring Strategy - Investment Bank & Asset Management

        Feb 2016 - Aug 2017

      • AVP Sr. Compliance Officer AML Transaction Monitoring Strategy - Investment Banking

        Jan 2013 - Feb 2016

    • Bacchus Realty Group

      Jun 2014 - Mar 2022
      Owner

      Real Estate & Property Management www.bacchusrealtygroup.com

    • Discover Financial Services

      Aug 2017 - Mar 2022
      Sr. Manager AML Transaction Monitoring Strategy

    • UBS

      Mar 2022 - now
      Director, Americas AML Transaction Monitoring & Coverage

  • Licenses & Certifications

    • Certified Anti-Money Laundering Specialist (CAMS)

      ACAMS
      Feb 2016

    • Series 3

      National Futures Association
      Jul 2012
      View certificate certificate