Michael Quinn

Experience

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  BERNARD HEROLD COMPANY, INC

  Jan 1978 - Jan 1985

  Registered Representative

  Developed a retail customer book. Promoted to trading desk and executed OTC orders, serviced public customers and money-managed accounts. Received and transmitted orders to various markets. Promoted to Bernard Herold's NYSE floor operations as a representative and trading liaison with desk.SKILLS_______________________________________________________________________________Proficient in NYSE BBSS Order Management System and Thompson SystemIn depth understanding of NYSE Hybrid Market System & NYSE trading environmentProficient in Word, Excel Show less

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  FURMAN SELZ, INC

  Jan 1985 - Jan 1994

  NYSE Floor Broker

  For both firms, executed orders on NYSE floor, relayed current status and information on market conditions to clients and desk. Troubleshooting problems and, at Seidler, oversaw compliance for NYSE floor operation.

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  SEIDLER, INC

  Jan 1994 - Jan 2000

  NYSE Floor Broker
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  MJQ SECURITIES

  Jan 2000 - Jan 2007

  President and Owner

  Independent NYSE Floor Brokerage. Guided company through rapid regulatory and technological changes. Developed and maintained client relationships with NYSE member companies. Grew institutional trading revenue 54% over a three year period. Responsible for all NYSE regulatory compliance.

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  BOWERS SECURITIES, INC

  Jan 2007 - Nov 2013

  NYSE Independent Floor Broker

  Execute orders on NYSE Hybrid Market System using varied market strategies and algorithms. Communicate continuously with customers to provide timely and accurate financial information including market conditions, data and resolutions. Monitor trades to ensure compliance with market rules. Liaison with outside AML compliance consultant.

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  James Spence Authentication (JSA)

  Nov 2013 - Dec 2019

  Sales Representative/Customer Service Represenative

  Solicit new clients, resurrect dormant clients and support current clients. Research and develop new business venture for JSA .

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  Prime Executions, Inc.

  Apr 2019 - Nov 2019

  Sales Trader

  On-call sales trader to provide floor coverage if needed.