Wai Ping Feng

Wai Ping Feng

Manager

Followers of Wai Ping Feng274 followers
location of Wai Ping FengGreater London, England, United Kingdom

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  • Timeline

  • About me

    Regulatory compliance, risk and control

  • Education

    • The London School of Economics and Political Science (LSE)

      2000 - 2003
      Bachelor of Applied Science (BASc) Accounting and Finance First Class Honours
  • Experience

    • PwC UK

      Aug 2003 - Jun 2015
      Manager

      Risk Assurance April 2010 – June 2015• Governance, measurement and reporting tools on Health, Safety, Environment and Community (“HSEC”) initiatives at Asia Resource Minerals plc (2011-2015), allowed oversight by Group to manage and monitor its subsidiaries.• Culture and behavioural assessments for organisations to validate and identify any misalignment of business controls and behaviours to their vision and mission• Governance, risk and controls assessments for companies planning to list on the London Stock Exchange to ensure Directors are able to commit to meeting Listing Requirements around financial reporting and governance requirements. Assurance August 2003 – March 2010• Managed IFRS audit engagements of UK groups and companies across Energy, Telecommunications and Retail industries to meet Stock Exchange and filing requirements. This included multi-location audits with review of working papers in US, Europe and Malaysia.• Managed Sarbanes-Oxley testing across all financial statement line items for UK entities with US listing, including reporting to Audit Committees on internal control matters. Show less

    • PwC Indonesia

      Jul 2015 - Oct 2016
      Advisor

      - Key driver for Risk Assurance (“RA”) Leadership Team to set-up new service offerings relating to Corporate Governance (“CG”), Risk and non-financial assurance such as Sustainability Assurance. - Led CG implementation project at an Indonesian Financial Services Group, where subsidiaries have different cultures, ways of working and leadership. This provided the Group with a Roadmap and guidance materials/training to implement its CG initiatives such as having the right Board Committee structures, risk management and internal audit - Lead Sustainability Assurance engagements.- Represented PwC Indonesia at the Experts Discussion for Human Rights Reporting and Assurance Frameworks (“RAFI”) to provide input on measurement, reporting and assurance. Show less

    • N/A

      Nov 2016 - Sept 2017
      Gap year
    • Self-employed

      May 2017 - now
      Open Horizon Consulting Limited
    • HSBC

      Oct 2017 - Oct 2018
      Regulatory Compliance Global Functions

      Responsible for employee compliance, regulatory compliance (“RC”) advice, conduct oversight and regulatory related projects for Global Functions (“GF”).Employee compliance areas involved: Personal Account Dealing, Employee Registrations, Outside Activities. Drove process improvements and worked with technology teams to implement system enhancements.

  • Licenses & Certifications

  • Volunteer Experience

    • Judge

      Issued by National Student Competition for Prestasi Junior
      National Student Competition for Prestasi JuniorAssociated with Wai Ping Feng