Christopher DeFalco

Co-Founder & Managing Partner

2000 followers

United States

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Timeline
About me
Managing Director & Head of SPAC ECM at Oppenheimer & Co. Inc.
Education
- Manalapan High School
  2005 - 2009
  Activities and Societies: Peer Leadership, Lead For Diversity, Adolescent Drug and Alcohol Prevention Team (ADAPT)
- Rutgers, The State University of New Jersey-New Brunswick
  2009 - 2013
  Undergraduate Finance, General
  Activities and Societies: Member of LIBOR (Little Investment Bankers of Rutgers), Rutgers University Men’s Basketball Club team
Experience
- Urboox.com
  Aug 2011 - Jun 2013
  Co-Founder & Managing Partner
  Created a simple and easy online marketplace for students to buy, sell, and trade textbooksRaised and managed angel investment, developed a methodical marketing and risk management plan and organized board meetings to explore future opportunities
- Roth Capital Partners
  Jul 2013 - Aug 2015
  Investment Banking Analyst
  Healthcare investment banking analyst, deal team member of 50+ equity offerings for small-cap life sciences and med-tech companiesSupported multiple M&A transactions for bio-tech companies by performing due diligence and pro-forma financial analysis
- Oppenheimer & Co. Inc.
  Sept 2015 - now
  - Managing Director & Head of SPAC ECM
    Feb 2022 - now
  - Executive Director & Head of SPAC ECM
    Feb 2021 - Feb 2022
  - Director, Investment Banking
    Jan 2020 - Feb 2021
  - Associate, Investment Banking
    Jan 2017 - Dec 2019
  - Analyst, Investment Banking
    Sept 2015 - Dec 2016
Licenses & Certifications
- Series 24
  FINRA
  Apr 2024
- Series 79
  Financial Industry Regulatory Authority (FINRA)
  Sept 2013
- Series 63
  Financial Industry Regulatory Authority (FINRA)
  Nov 2013
- Series 7
  Financial Industry Regulatory Authority (FINRA)
  Dec 2015