Christopher DeFalco

Christopher DeFalco

Co-Founder & Managing Partner

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  • Timeline

  • About me

    Managing Director & Head of SPAC ECM at Oppenheimer & Co. Inc.

  • Education

    • Manalapan High School

      2005 - 2009

      Activities and Societies: Peer Leadership, Lead For Diversity, Adolescent Drug and Alcohol Prevention Team (ADAPT)

    • Rutgers, The State University of New Jersey-New Brunswick

      2009 - 2013
      Undergraduate Finance, General

      Activities and Societies: Member of LIBOR (Little Investment Bankers of Rutgers), Rutgers University Men’s Basketball Club team

  • Experience

    • Urboox.com

      Aug 2011 - Jun 2013
      Co-Founder & Managing Partner

      Created a simple and easy online marketplace for students to buy, sell, and trade textbooksRaised and managed angel investment, developed a methodical marketing and risk management plan and organized board meetings to explore future opportunities

    • Roth Capital Partners

      Jul 2013 - Aug 2015
      Investment Banking Analyst

      Healthcare investment banking analyst, deal team member of 50+ equity offerings for small-cap life sciences and med-tech companiesSupported multiple M&A transactions for bio-tech companies by performing due diligence and pro-forma financial analysis

    • Oppenheimer & Co. Inc.

      Sept 2015 - now
      • Managing Director & Head of SPAC ECM

        Feb 2022 - now
      • Executive Director & Head of SPAC ECM

        Feb 2021 - Feb 2022
      • Director, Investment Banking

        Jan 2020 - Feb 2021
      • Associate, Investment Banking

        Jan 2017 - Dec 2019
      • Analyst, Investment Banking

        Sept 2015 - Dec 2016
  • Licenses & Certifications

    • Series 24

      FINRA
      Apr 2024
    • Series 79

      Financial Industry Regulatory Authority (FINRA)
      Sept 2013
    • Series 63

      Financial Industry Regulatory Authority (FINRA)
      Nov 2013
    • Series 7

      Financial Industry Regulatory Authority (FINRA)
      Dec 2015