Mike Szittai

Mike Szittai

Vice President Operations

Followers of Mike Szittai99 followers
location of Mike SzittaiNaples, Florida, United States

Connect with Mike Szittai to Send Message

Connect

Connect with Mike Szittai to Send Message

Connect
  • Timeline

  • About me

    Branch Operations Manager at Raymond James & Associates

  • Education

    • The University of Akron

      1979 - 1982
      Bachelor of Science (BS) Business Administration and Management, General
    • The University of Texas at Dallas

      1986 - 1988
      Master of Science (MS) Finance and Financial Management Services
  • Experience

    • Carnes Capital Corp.

      Jan 1992 - Jan 2013
      Vice President Operations

      Series 24 registered operations principal. Authorized all 3rd party withdrawals from client accounts. Monitored client accounts for compliance with SEC, FINRA and AML regulations. Other titles held were Assistant V.P and Operations Manager, where duties included: opening new accounts, processing ACAT transfers and IRA distributions, cashiering, and the training of new employees.

    • Private Capital Management L.P.

      Aug 1992 - Aug 2013
      Vice President Operations

      Responsible for account set up and reconciling entries into Advent Software system to track client account performance. Voted proxies and voluntary corporate actions on behalf of client accounts held at multiple custodians. Assisted with portfolio management and investment research projects and the filing of 13F reports

    • Raymond James & Associates

      Jul 2014 - now

      Phone: 239-513-6500Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm Raymond James & Associates, Inc., member New York Stock Exchange/SIPC Show less

      • Branch Operations Manager

        Oct 2014 - now
      • Branch Operations Specialist III

        Jul 2014 - Oct 2014
  • Licenses & Certifications

    • Series 9, Series 10, Series 24, Series 7, Series 63

      FINRA