Mike Szittai

Experience

• 

  Carnes Capital Corp.

  Jan 1992 - Jan 2013

  Vice President Operations

  Series 24 registered operations principal. Authorized all 3rd party withdrawals from client accounts. Monitored client accounts for compliance with SEC, FINRA and AML regulations. Other titles held were Assistant V.P and Operations Manager, where duties included: opening new accounts, processing ACAT transfers and IRA distributions, cashiering, and the training of new employees.

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  Private Capital Management L.P.

  Aug 1992 - Aug 2013

  Vice President Operations

  Responsible for account set up and reconciling entries into Advent Software system to track client account performance. Voted proxies and voluntary corporate actions on behalf of client accounts held at multiple custodians. Assisted with portfolio management and investment research projects and the filing of 13F reports

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  Raymond James & Associates

  Jul 2014 - now

  Phone: 239-513-6500Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm Raymond James & Associates, Inc., member New York Stock Exchange/SIPC Show less

  • Branch Operations Manager

    Oct 2014 - now

  • Branch Operations Specialist III

    Jul 2014 - Oct 2014