Raqib Al Rashid, CIA® CDCS® LL.B. CEAF

Experience

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  Mentors'

  Jul 2009 - Mar 2010

  Instructor, M.B.A. Admission Program (Part time)

  Responsible for taking regular classes as well as coordinating preparation tests.

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  Trust Bank Limited

  Mar 2011 - Jan 2018

  Processing of Credit Proposals of prospective and existing Clients of the bank, i.e. ► In-depth analysis and minimization of Risk Factors of Proposals received from the branches/ business units.► Preparation of Credit Proposal for approval of concerned authority.► Reporting of related issues to Bank Management and Regulators. Processing of Trade Business with responsibilities like:► Issuance of Import LC, scrutiny and retirement of Import Documents.► Vetting of Export L/C, collection and negotiation of Export Documents as well as realization of Export Proceeds.► Supervision of Monthly F.Ex. Returns and I.S.S. reporting.

  • Senior Principal Oficer, Principal Officer

    Jan 2015 - Jan 2018

  • Senior Officer, Management Trainee Officer

    Mar 2011 - Dec 2014
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  Eastern Bank Limited

  Jan 2018 - Dec 2019

  Manager, Internal Control and Compliance (Credit and Trade Specialist)

  Audit plan execution, fieldwork participation/ management and audit report input/preparation with major responsibilities like,Reviewing of Credit Portfolio i.e.►Evaluation of quality of the portfolio through an independent assessment; Analysis of problem credits and identification of potential problem areas.► Assessment of documentation to point out lapses.► Ensuring compliance with Credit Policy as well as applicable Laws and Regulations.Monitoring of operational risks in Trade Operations, i.e.► Independent appraisal of the trade portfolio (Import & Export). Identification of potential non-performing areas of the portfolio and minimization of operational losses.► Confirming reconciliation of the GLs i.e. Suspense, Sundry, Nostro and other Bank accounts etc. as well as realization of fees and charges.► Compliance of Trade Transactions with Operation Manual as well as applicable Laws and Regulations. Show less

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  Dhaka Bank Limited

  Dec 2019 - Apr 2022

  Head of Division & Subsidiaries Audit (Assistant Vice President), Internal Control & Compliance

  Responsible for performing objective, independent and reliable assessment of the effectiveness of bank's risk management activities, in compliance with applicable regulations and internal control environment, at Head Office Divisions/Departments. Major responsibilities include:► Improving the bank's operations and ensuring it complies with major regulations by carrying out through assessment on the effectiveness of the Bank's Control, Risk Management and Governance Processes.► Managing audit project activities of the bank, as well as for planning, developing and scoping the audit test plan.► Ensuring assignments are completed within budget by effectively organizing and applying resources. ► Resolving material issues, reporting of audit results and giving relevant recommendations. Show less

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  State Bank of India, Bangladesh Operations

  Apr 2022 - now

  Chief Compliance Officer (Head of ICCD and AMLD)

  ►Total administration of Internal Control & Compliance of the bank.►Complying core risk and comprehensive risk management guideline by Bangladesh Bank.►Implementation of AML/KYC policy.►Follow up on resolution of audit findings.►Execute internal audit as per plan, policy & strategy as well as submission of audit reports to stakeholders.►Assist management in formulating policies and operational procedure. ►Recommending security measures to prevent fraudulence and risk-reduction solutions.►Evaluating change request in Banking Applications as per local regulatory guidelines. Show less