Nagaprasad S

Experience

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  ITI Ltd.

  Sept 2001 - Sept 2002

  Trainee

  Digital Exchange Switching Systems dealing with Automatic Call Generation, Routing, Interconnection From different Exchanges Etc.,Knowledge on IVRS

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  Souza Technologies

  Sept 2002 - Mar 2004

  Service Engineer

  Servicing of all Kinds of COMPAQ or HP or ACER & other CPU Power Supplies (SMPS).Servicing of all Kinds of Printer Power supply.

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  Bangalore Stock Exchange Ltd

  Mar 2004 - Nov 2007

  Branch Manager

  Maintenance of branch administration.Coordination with Head Office for investor’s’ queries & establishment Branch as a profitable one.Conducting Investor awareness programs in various places like Hassan, Chickmagalur, Madikeri, and Arsikere & Tiptur about Stock market & also in all first grade colleges.Coordinating with internal auditors and solving their queries raise on Quarterly Audit. Maintenance of Petty cash, Cash Book, Receipts & Payments entries.Acceptance & processing of DP operations.Participation & arrangement of Investor meets conducted by BGSE & NSDL. Show less

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  Karvy Finapolis

  Nov 2007 - Nov 2009

  Investor Relationship Officer

  Acceptance & process of PAN & TAN application formsAcceptance & filing of E-TDS / E-TCS ReturnsAcceptance & filing of E-TDS / TCS Book Adjustment from ( e-TBAF)Acceptance & filing of AIR Returns ( Annual Information Returns )PAN Authorization ( 26AS Annual Tax Statement )ETDS Excel Conversion Experience in understanding of customer needs and the key requirements for customer satisfaction.Acceptance, Verification & execution of DEMAT a/c opening forms.Coordinating with 63 branches all over Karnataka and Goa in collection of Demat account opening application forms.Acceptance, Verification & execution of Dematerialization (share certificates).Acceptance, Verification & execution of Delivery instruction slip (DIS & Pledge).Updation of Client master data modifications like change of address, bank details & signature etc in DPMHandling queries received from branches and clients – finding out proper solutions for the same.Coordinating with internal auditors and their queries raised on weekly basis regarding the operational work.Handling the Transmission case & Transfer cum closure cases. Show less

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  Way2Wealth Brokers Pvt. Ltd.

  Dec 2009 - Nov 2019

  • Responsibilities (Team Lead – KYC Operation & Due Diligence):> Handling KYC Operation activities on KYC Verification, Due Diligence, DP Code Creation, Trading Client code creation, UCC upload, NEST Upload.> Experience in handling C-KYC at CERSAI, KRA.> Handling 8 member’s KYC team operations.> Handling queries received from branches and clients – finding out proper solutions for the same> Handling the Co-ordination experience on SEBI, Exchange & Depository audit’s. Show less > Experience in handling NPS All Citizen & Corporate Module & NPS Lite activities like form submission to CRA –FC & contribution upload to CRA. > NPS Contribution upload to CRA portal & Recon with bank a/c’s > NPS clients data modification / Updation / withdraws & co-ordination for audit.> Handling / conducting investor awareness program about the NPS products in corporate companies / unorganized sector.> Coordination with CRA-FC / NSDL – CRA for any query for NPS received from subscriber / Corporates.> Preparation of CTCL audit report on monthly basis.> Preparation on P & L Summary. > Preparation of client due diligence report. > Preparation of IAR & CAR on DP Operations as per NSDL & CDSL.> Handling Concurrent Audit of KYC & KRA supporting document of DP, Trading, commodity & PMS.> Handling audit verification of Funds Payin /Payout Process of PMS operations. > Preparation of Back office reports on NSE & BSE exchanges.> Participation in Branch (Inter-state) and Channel Partners Inspection.> Preparation & Updation of MIS on regular basis, Monthly Compliance Report of CDSL. > Preparation of Branch & Channel Partners Inspection reports submitted to management.> Preparation in meaningful Reporting of data submitted to Exchange & Participants as per their requirements.> Provide training and support on documentation and reporting to the operations department. > Dividend / Script / Book Reconciliation. Show less

  • Manager

    May 2016 - Nov 2019

  • Assistant Manager Internal Audit & National Pension System

    Dec 2009 - May 2016
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  Paytm Money

  Nov 2019 - Dec 2020

  Deputy Manager

  ● Responsibilities (NPS Operation Dept):⮚ Handling NPS KYC registration department activities on transaction upload for PRAN, Contribution upload, Subscriber Modification.⮚ Experience in handling grievances.⮚ Handling 1 member’s NPS team.⮚ Handling queries received from CST dept & clients – finding out proper solutions for the same.⮚ Experience in co-ordination between Inter & Intra Departments for Service improvements.⮚ Experience in preparation & submission of Monthly, Qtrs., Annual & IAT reports toCompliance team. Handling experience with Internal auditors to resolve the KYC audit issues & provide the proper reply to auditors to fulfill the audit requirements within prescribed time line. Show less

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  Paytm

  Jan 2021 - Feb 2024

  ● Responsibilities (NPS, MF & Digital Gold Operation Dept):⮚ Handling NPS KYC registration department activities on transaction upload for PRAN, Contribution upload, Subscriber Modification.⮚ Experience in handling grievances.⮚ Handling 1 member’s NPS team.⮚ Handling queries received from CST dept & clients – finding out proper solutions for the same.⮚ Experience in co-ordination between Inter & Intra Departments for Service improvements.⮚ Experience in preparation & submission of Monthly, Qtrs., Annual & IAT reports toCompliance team. Handling experience with Internal auditors to resolve the KYC audit issues & provide the proper reply to auditors to fulfill the audit requirements within prescribed time line.• Responsibilities (Digital Gold Operation Dept): Handling digital gold transaction verification on Recon process using Sql DB Handling experience in fraud review & fraud liquidation in police vertical cases  Handling experience in Gold P2P transfer & due diligence procedure Handling 1 member team Handling queries received from CST dept & clients – finding out proper solutions for the same.⮚ Experience in co-ordination between Inter Department & intra department for Service improvements. Show less

  • Manager

    Jan 2021 - Feb 2024

  • Executive Manager

    Jan 2021 - Feb 2024
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  Paytm Money

  Mar 2024 - now

  Executive Manager