Tara Ambrose

Experience

• 

  Ameriprise Financial Services, LLC

  Apr 1999 - Jun 2007

  Trainer, Service Consultant, Paraplanner

  Throughout my tenure at Ameriprise, I worked extensively with brokerage and managed accounts in many roles including Trainer, Coach, Options Trader, and Equity and Mutual Fund trader. This experience has helped me to drive change and innovation within the groups in which I have worked.

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  AmTrust Financial Services, Inc.

  Jul 2007 - Oct 2010

  Senior Trainer, Training Manager

  •Effectively managed, designed, and delivered comprehensive training and coaching model to vendor audience of 300-500 (across the country and in the Philippines) •Successfully coordinated multiple high profile concurrent initiatives to drive results•Managed team of 13 for ‘Center of Excellence’ in house sales representatives and provided daily coaching performance management to vendor leadership

• 

  Edward Jones

  Nov 2010 - May 2011

  Financial Advisor
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  Ameriprise Financial Services, LLC

  Jun 2011 - Jul 2015

  Manager - Compliance Training and Communication, General Counsel's Office

  •Managed compliance content, development and delivery of field and corporate training required by the company, FINRA and other regulatory agencies •Drafted and revised field and corporate communications for internal and external audiences as well as communications from executive leaders in Compliance•Identified learning needs, provided and implemented collaborative solutions, and monitored results•Successfully trained to multiple audiences include vendor partners in the Philippines for multiple product both front office and back office•Many years providing excellent customer experiences to advisors and clients in brokerage, managed accounts and insurance phone operations Show less

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  Tara Ambrose Consulting, LLC

  Oct 2015 - Dec 2016

  Owner, Consultant, Instructional Designer, eLearning Developer

  Providing clients with custom design and development of eLearning modules and other curriculum to meet the needs of their organization.

• 

  RBC Wealth Management

  Dec 2016 - now

  Please visit http://www.rbcwealthmanagement.com/us/en/legal for important disclosure information. Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested. RBC Wealth Management, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. Show less

  • Vice President, Sr. Manager, Client Risk Prevention - Business Risk Oversight

    Jan 2021 - now

  • Manager, Senior and Vulnerable Client Initiatives

    Aug 2018 - Jan 2021

  • Senior Training & Development Consultant

    Dec 2016 - Aug 2018