Gareth Davies

Experience

• 

  Rathbone Brothers Plc

  Jul 1990 - Sept 2005

  Settlements Manager

  Started as office junior in 1990 and worked in various roles including corporate actions, dividends before becoming manager of Overseas Settlement. Became Settlement Manager in 2001.

• 

  Investec Wealth & Investment UK

  Sept 2005 - Apr 2023

  Promoted to Senior manager in 2010. Have responsibility for settlement of all UK and Overseas market trades within the settlement area, Option and derivatives trades and help desk and administration for Execution Only clients. Manage the Unit Trust Dealing team and Contracts. I also now look after Client accounts and cash payments in/out for clients along with maintaining stock file and manual pricing.Responsible for maintaining relationship with external providers(EMX, Calastone, EUI, IFDS) as well as all of IWI global custodians including due diligence.I also have responsibility for the DR(BCP) plans for operations within the Liverpool office of IWI. Show less

  • Senior Manager Settlements

    Apr 2010 - Apr 2023

  • Manger UK Market Settlements

    Sept 2005 - Apr 2010
• 

  BNY Pershing

  May 2023 - now

  Senior Vice President Operations

  Senior VP responsible for Cash Operations/Management, Asset Transfers/Wrapper Management, Fund Dealing/Settlement and Residuals.