Talk to sales Try for Free
Erik Bolzner

Erik Bolzner

Followers of Erik Bolzner331 followers
location of Erik BolznerRochester, New York, United States

Connect with Erik Bolzner to Send Message

Connect

Connect with Erik Bolzner to Send Message

Connect

  • Timeline

  • About me

    Head of Compliance at Vision Financial Group, a MassMutual firm

  • Education

    • Nazareth College

      -
      Bachelor of Business Administration - BBA Finance, Economics

    • Monroe Community College

      -
      Associate's degree Business Administration and Management

  • Experience

    • Sage Rutty & Co., Inc

      Nov 2008 - Nov 2014

      - Participated in client meetings to record pertinent information and execute account action.- Played a primary role in the oversight and implementation of firm-wide technology upgrade resulting in the installation of an advanced Customer Relationship Management system (CRM).- Prepared marketing collateral to advertise new services to current and prospective clients.- Provided advisors with analyses of various investment vehicles including: Traditional and Roth IRAs, Tax-Exempt Municipal Bonds, and Certificates of Deposits. Show less

      • Registered Client Service Coordinator

        Jun 2012 - Nov 2014

      • Intern

        Nov 2008 - Jun 2012

    • Folio Investing

      Dec 2014 - Nov 2016

      • Helped Manage a team of Client Service Representatives, serving as primary trainer for new hires.• Primary liaison between Retail and Institutional clients, advisors, back office personnel, and the various operations departments of the firm.• Provided support to clients in all facets of the billing process including the resolution of disputes and explanation of various billing plans, as well as assisting advisors in establishing and executing billing for their clients.• Collaborated with senior level executives to generate solutions to improve firm procedures. Show less

      • Senior Institutional Representative

        Mar 2016 - Nov 2016

      • Institutional Representative

        Dec 2014 - Mar 2016

    • CUSO Financial Services, LP

      Nov 2016 - Feb 2017
      Financial Advisor

      • Provided guidance to individual investors and families pursing their financial goals by implementing a customized and objective-based wealth management process• Implemented strategies in the areas of risk management, asset allocation, and wealth transfer• Monitored the process of each portfolio, and conducted portfolio reviews with clients to ensure their objectives were being met throughout all of life’s changes

    • Folio Institutional

      Feb 2017 - Oct 2019
      Institutional Relationship Manager

    • Vision Financial Group

      Oct 2019 - now

      • Head of Compliance

        Jan 2024 - now

      • Agency Supervisory Officer

        Oct 2019 - now

  • Licenses & Certifications

    • Series 66 (Uniform Combined State Law Examination)

      FINRA (Financial Industry Regulatory Authority)

    • Series 57 - Securities Trader Representative Exam (TD)

      FINRA (Financial Industry Regulatory Authority)

    • Series 24 - General Securities Principal Exam

      FINRA (Financial Industry Regulatory Authority)

    • Series 52TO - Municipal Securities Representative Examination

      Municipal Securities Rulemaking Board

    • Series 7 (General Securities Representative)

      FINRA (Financial Industry Regulatory Authority)

    • Life, Accident, and Health Insurance License

      Virginia Insurance Brokers and Consultants, LLC

    • Series 53 - Municipal Securities Principal Examination

      Municipal Securities Rulemaking Board