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Leslie Gutman, CFP® CSRIC® AAMS® CMFC®

Leslie Gutman, CFP® CSRIC® AAMS® CMFC®

Institutional Sales Representative

Followers of Leslie Gutman, CFP® CSRIC® AAMS® CMFC®3000 followers
location of Leslie Gutman, CFP® CSRIC® AAMS® CMFC®Phoenix, Arizona, United States

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  • Timeline

  • About me

    Senior Manager, Centralized Planning at Charles Schwab

  • Education

    • University of Phoenix

      -
      Bachelor of Science (B.S.) Business Administration

    • College for Financial Planning

      2012 - 2016
      CFP® Certification Professional Education Program

    • College for Financial Planning

      2002 -
      Chartered Mutual Fund Counselor Course

    • College for Financial Planning

      2012 -
      Accredited Asset Management Specialist

  • Experience

    • Franklin Templeton

      Jan 1990 - Jan 1993
      Institutional Sales Representative

    • Charles Schwab

      Jun 1993 - now

      • Senior Manager, Centralized Planning

        Sept 2022 - now

      • Senior Financial Planner, Centralized Planning

        Jul 2020 - Sept 2022

      • Financial Planner, Centralized Planning

        Jun 2020 - Jul 2020

      • Planning Consultant, Intelligent Advisory

        May 2018 - Jul 2020

      • Investment Consultant, Portfolio Solutions Group

        Feb 2015 - Apr 2018

      • Investment Consultant, Investor Development Team

        May 2013 - Jan 2015

      • Associate Financial Consultant, Branch Network

        Nov 2012 - May 2013

      • Senior Quality Assurance Analyst, Client Service & Support

        Feb 2010 - Nov 2012

      • Senior Registered Representative, Client Service & Support

        Feb 2000 - Feb 2010

      • Investment Consultant, Branch Network

        Jan 2000 - Feb 2000

      • Senior Registered Representative, Client Service & Support

        Jan 1998 - Jan 2000

      • Registered Representative II

        Jan 1996 - Jan 1998

      • Schwab 500 Broker

        Apr 1994 - Jan 1996

      • Registered Representative

        Jun 1993 - Apr 1994

  • Licenses & Certifications

    • AAMS

      College For Financial Planning

    • CMFC

      College For Financial Planning

    • CERTIFIED FINANCIAL PLANNER™

      CFP Board
      Nov 2016

  • Honors & Awards

    • Awarded to Leslie Gutman, CFP® CSRIC® AAMS® CMFC®
      Annual Key Contributor Award - 1998,1999, 2001, 2002, 2006, 2007, 2008, 2009, 2011, 2016, 2017, 2019
    • Awarded to Leslie Gutman, CFP® CSRIC® AAMS® CMFC®
      Chairman’s Club Award Winner - 1996, 2000, 2006, 2007, 2008, 2017, 2019
    • Awarded to Leslie Gutman, CFP® CSRIC® AAMS® CMFC®
      Platinum Club Award Winner - 2000, 2006, 2007, 2008

  • Volunteer Experience

    • Volunteer Income Tax Assistance Preparer (VITA)

      Issued by Internal Revenue Service on Jan 2018
      Internal Revenue ServiceAssociated with Leslie Gutman, CFP® CSRIC® AAMS® CMFC®

    • Volunteer

      Issued by American Heart Association | American Stroke Association on Jan 2014
      American Heart Association | American Stroke AssociationAssociated with Leslie Gutman, CFP® CSRIC® AAMS® CMFC®