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Denis G. Roy

Denis G. Roy

Financial Advisor

Followers of Denis G. Roy761 followers
location of Denis G. RoySan Francisco Bay Area

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  • Timeline

  • About me

    Senior Vice President Wealth Management Portfolio Manager at UBS Financial Services Inc.

  • Education

    • Kent School

      -

    • Dartmouth College

      1976 - 1980
      BS Geology

      Activities and Societies: Chi Phi Heorot fraternity

  • Experience

    • RBC Wealth Management

      May 1982 - Jan 1989
      Financial Advisor

    • Kemper Capital Management LLC

      Jan 1989 - Nov 1992
      Financial Advisor

    • Morgan Stanley

      Nov 1992 - Mar 2015
      Senior Vice President, Financial Advisor

      Senior Vice President - Wealth ManagementSenior Investment Management ConsultantFinancial Planning SpecialistFamily Wealth Director*and its predecessor firms

    • UBS

      Mar 2015 - now
      Senior Vice President - Wealth Management - Portfolio Manager

      Senior Vice President - Wealth ManagementPortfolio Manager

  • Licenses & Certifications

    • Certified Investment Managment Analyst®

      The Wharton School
      Jan 2004

    • CERTIFIED FINANCIAL PLANNER ™

      CFP Board of Standards
      Jan 1985

    • **Registered States** AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, KY, MA, MD, ME, MI, MN, MO, NH, NM, NV, NY, OH, OR, TN, TX, VA, WA, WI, WY

      FINRA