Deep Enrich
Jon Derra
Regional Sales Supervision Principal
180 followers
Phoenix, Arizona, United States
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About me
Principal Review Officer at First Citizens Investor Services
Education
University of Nebraska-Lincoln
-Bachelor of Science (BS) Business Administration
Experience
Securities America, Inc. Member FINRA/SIPC
Feb 2000 - Jun 2014Regional Sales Supervision Principal
BancWest Investment Services
Jul 2014 - Sept 2023Regional Business Supervisor
First Citizens Investor Services
Nov 2023 - nowPrincipal Review Officer
Licenses & Certifications
Series 53
FINRAMar 2006Series 4
FINRADec 2005Series 66
FINRAApr 2005Series 24
FINRAJan 2004Series 7
FINRANov 2002
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