Nonhlanhla Zamaswazi Nkosi

Experience

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  Associated Compliance Pty Ltd

  Feb 2011 - Feb 2014

  External Compliance Officer
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  MOTUS HOLDINGS LIMITED

  Mar 2014 - Mar 2017

  Compliance Manager
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  OUTsurance

  Apr 2017 - Jul 2018

  Group Risk and Compliance Specialist
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  Sanlam

  Aug 2018 - Jun 2020

  Group Compliance Specialist

  1. Identify and communicate regulatory requirements for compliance as a financial institution. 2. Compliance consulting or advise business and implementation support. Ensure technical compliance.3. Develop audit plan and programme, Review and sign-off compliance audits.4. Facilitate and prepare regulatory compliance reports.5. Manage internal and external stakeholders and maintain compliance culture.6. Operational work ,planning, priority setting and scheduling.7. Member of a Crisis Management Team.8. Responsible for all insurance and FAIS queries.9. Member of the Debarment Commitee.10. Create CRMP for all core legislations.11. Sign off on all marketing documents and disclosures.12. Responsible for Sanlamsky, Channel Life, Group Benefits and African Rainbow13. Assist business to complete annual declaration to Centriq. 14. Applied for the new product before I left to FSCA . This replaces My choice product. Show less

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  Guardrisk

  Jul 2020 - Sept 2021

  Group Compliance Specialist

  Cell Captive InsurerLinked as FAIS CO:* Guardrisk Life Limited* Guardrisk Insurance Limited* Guardrisk Allied Products (Pty) Ltd•Providing guidance to all business regarding new legislations.•Responsible for both Non-life and Life business inclusive of Cell Captive insurance and Guardrisk Microinsurance Limited.•Draft reports for monthly reports for Mancos this includes Non-life and Life, Microinsurance as well as Quarterly Meetings.• Registered FAIS Compliance Officer for All three (3) Guardrisks Financial Services Provider.•Applied for the FSP License for Guardrisk Microinsurance approved 2 Sep 2021, . Applied for Guardrisk Microlicense and 1st to be approved by Prudential Authority. •Submit notifications, extensions, exemption and termination to the Prudential Authority and governance. •Monitoring each business as per the monitoring plan approved by Board.•Daily monitoring all four FIC portals for all our accountable institutions and send reports when we have identified any member request and also assist business to report cash threshold to the GOAML Portal.•Updated the Risk Management Compliance Programme.•Providing training to all business units on upcoming legislations and internal policies.•Adhoc duties related advisory to all business units, claims, compliance advisory etc.•Provide Internal Audit and External Audit with all information when they are auditing compliance division.•Responsible for all compliance duties for example updating Compliance Policies and business.•Creation of Compliance Risk Management Plans, updating of Regulatory Units, Compliance Charter, Monitoring plans etc as per the Compliance Institute and Group. Show less

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  Export Credit Insurance Corporation of South Africa Soc Ltd (ECIC)

  Oct 2021 - now

  Compliance and Ethics Officer | Acting Head: Compliance and Ethics

  • Providing guidance to all business units regarding new legislations.• Responsible for non-life.• Excellent reporting writing skill.• Monitoring each business as per the approved monitoring plan by the Board.• Independently monitoring and reporting to top management on the effectiveness of the compliance function.• Providing training to all business units, board on upcoming legislations and internal policies.• Attending Committee meetings i.e., Audit and Risk Committee, Social and Ethics, Employment Equity Committee and SD meetings, Invitee on Board meetings etc.• Assist the Head of Business Compliance with implementing the compliance strategy and Group Compliance strategies.• Assist the Head of Business Compliance in embedding the compliance and ethical culture and compliance standards.• Team Management (coaching, mentoring, review and provide sign-off on work & performance appraisals).•Manage budget allocations and motivations for expense within area of responsibility.•Maintain a good working relationship with internal and external stakeholders.•Present findings and remedial actions as part of the compliance monitoring programme.•Responsible for all compliance duties for example updating Compliance policies, Regulatory Universe, Compliance Charter, Compliance Strategy, Code of Ethics and good business, Monitoring plans etc and business.•Focus on all Core and Secondary legislation creating CRMP’s and Monitoring.•Communicate, meet and plan with internal audit on a periodic basis in order for Internal Audit or External Audit to conduct independent reviews of the compliance function.•Maintaining relationships with Prudential Authority, SAIA, dtic and Financial Sector Conduct Authority.•Maintain the representative register for FSCA and also upload Applications and Notification to the Prudential Authority.•Responsible for Ethics in the entire organisation.•Assist staff with Conflict interest, gift register CV available Show less