Donna Englert

Experience

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  Advantage Capital Partners

  Sept 1997 - May 2000

  Administrator

  National expansion, finance/investment banking reporting and investment applications, investment support, office management for a venture capital firm specializing in Certified Capital Company programs.

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  Kinexus Corporation, The Witan Group, Morriss Holdings

  May 2000 - Feb 2002

  Legal/Executive Assistant to General Counsel

  Governance, Mergers and Acquisitions, Contract Administration. Support General Counsel of affiliated entities.

• 

  Helfrey, Neiers & Jones, P.C.

  Feb 2002 - Aug 2003

  Legal Assistant – Corporate and Real Estate Law

  Supported governance and commercial real estate matters for firm's individual and business clients. Governance tasks included entity formation, annual reports, minutes. Commercial Real Estate involved title review, satisfying exceptions, due-diligence, and pre- and post-closing matters. Coordinated gaming license application under new state regulatory requirements.

• 

  CitiMortgage

  Aug 2003 - Aug 2019

  Mortgage Compliance representative on cross-business initiatives such as consent orders, supervisory letters, enterprise-wide examinations and audits, risk assessments and regulatory remediations. Develop policies and procedures, approve training materials and control plans. Manage corrective action plans and collaborate with business partners and other control functions to resolve, document and close issues. Analyze and communicate risks in areas of subject matter expertise through performance of annual risk assessments. Coordinate annual recertification for two FHA mortgagees. Rules architect for federal and state high cost lending thresholds. Show less Performed business control and change management functions. Communicated expectations, tracked completion and compliance with corporate policies, processes and training requirements and performed periodic control tests for business unit with over 800 permanent and contingent workers, both domestic and offshore. Streamlined entitlement review cycles to reduce processing time and identify discrepancies, enhanced report templates for easier identification of outstanding training needs, and authored procedures for several business unit Controls. Reviewed published changes to laws, regulations and investor guidelines for impact to business unit; oversight of timely business implementation. Show less Supported corporate governance matters for legal entities, including annual meetings and minutes and state filings. Sourced federal and state law and regulation changes using various industry sources and research methods. Created structured reporting process to communicate relevant items to business areas and distribute change memos. Authored legal memos summarizing new laws and regulations and outlining potential business impact. Managed cross-business project to broaden utilization of a proprietary, web-based database/work-flow application to streamline the law change analysis process and create a systemic reporting solution. Suggested system enhancements, created test scripts and acted as primary application tester; rewrote user manual for utilization by multiple entities, created training materials and conducted user/attorney training. Show less

  • Vice President, Compliance Officer

    Aug 2013 - Aug 2019

  • Business Analyst, Customer Care Business Control

    Jul 2012 - Aug 2013

  • Legal and Regulatory Analyst, Legal Department

    Jan 2005 - Jun 2012

  • Legal / Executive Assistant

    Aug 2003 - Jan 2005
• 

  Wells Fargo

  Sept 2019 - now

  Lead Compliance Officer, Consumer Data and Engagement Platform / Chief Marketing Office Regulatory Change Management for Consumer and Small Business Banking

  • Senior Lead Compliance Officer / Executive Director - Monitoring Program Lead

    Sept 2024 - now

  • Lead Compliance Officer

    Dec 2021 - Nov 2024

  • Senior Compliance Consultant

    Sept 2019 - Dec 2021