Carolina Zabala - De Rooy

Experience

• 

  Bancaribe Curacao Bank N.V.

  Sept 2009 - Aug 2022

  • Organize training sessions for the staff on various compliance-related issues;• Review compliance with the institution’s policy and procedures;• Analyze transactions and verify whether any are subject to reporting according to the indicators mentioned in the Ministerial Decree regarding the Indicators for Unusual Transactions;• Review all internally reported unusual transactions for their completeness and accuracy with other sources;• Prepare the external report of unusual transactions and Execute closer investigation of unusual or suspicious transactions;• Periodically report information on the institution’s effort to combat money laundering and terrorist financing to the (Board of) managing directors, including at least the local managing directors.• Prepare the reports and train all employees regarding FATCA (Foreign Account Tax Compliance Act) Show less • Organize training sessions for the staff on various compliance-related issues;• Review compliance with the institution’s policy and procedures;• Analyze transactions and verify whether any are subject to reporting according to the indicators mentioned in the Ministerial Decree regarding the Indicators for Unusual Transactions;• Review all internally reported unusual transactions for their completeness and accuracy with other sources;• Prepare the external report of unusual transactions and Execute closer investigation of unusual or suspicious transactions;• Periodically report information on the institution’s effort to combat money laundering and terrorist financing to the (Board of) managing directors, including at least the local managing directors.• Prepare the reports and train all employees regarding FATCA (Foreign Account Tax Compliance Act) Show less

  • Compliance Officer

    Oct 2009 - Aug 2022

  • Compliance Officer

    Sept 2009 - Jun 2022
• 

  BBVA Banco Provincial Overseas, N.V.

  Aug 2022 - now

  Compliance Officer