Experience

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  Goldman sachs

  Jan 2007 - Apr 2016

  • Supervised and managed client onboarding for multiple desks across Asia.• Lead the provision of team updates and status reporting to the to the stakeholders across different functions and locations.• Participated and managed global Client onboarding projects from Asia that included process enhancements, remediations and new Standards’ and system roll out.• Participated and analysed large amounts of data to support strategic planning of the implementation of the HK OTC Derivatives reporting regime and determine criteria for reporting purposes.• Reduced manual efforts within the Client Onboarding processes to free up capacity within the teams in Moscow, London, HK and Singapore, utilising technology infrastructure.• Represented Singapore in the MIFID II preparation and implementation project. • Determined requirements differences across regions, collaborated with compliance and legal within the region and globally to enhance the existing internal procedures and standardize the requirements.• Mentored and trained colleagues on onboarding procedures, regulatory requirements and system enhancements.• Active member of women's network, contributed to and promoted a number of internal projects and initiatives, organised career development internal events. Show less • Established onboarding, client middle office and settlement functions in the Moscow office.• Performed KYC of potential clients for business relationship setup and account opening to establish the Russian office franchise client base.• Collaborated with business, compliance, legal and operations locally and globally to create and develop client onboarding standards in Moscow.• Introduced a new practice that improved Client Set Up combining client onboarding and client settlement practices.• Represented client onboarding in sales and clients’ meetings, advised clients and front office on the necessary requirements for the documents to be compliant with AML standards.• Completed complex onboarding of a multitude of clients for structured desk transactions.• Reviewed the requirements and determined the changes in the data input in the internal system to address the external and internal regulatory and audit requests. • Collaborated with technology and compliance to introduce and coordinate the new process for internal data maintenance.• Performed client middle office and settlement functions for equities and fixed income trading in Moscow: trade allocations, pre-matching, failed trade management, COD breaks monitoring and resolution, liaising with Credit for trading limits setup.• Participated in the global forums and presented information and reporting to the senior management on behalf of the Moscow office.• Developed and conducted trainings for newcomers in Moscow and London offices.• Developed internal operational procedures to address changing regulatory requirements and RCSA findings.• Participated in the Repository set up project for the Moscow office.• Performed Local regulatory reporting function, partnered with IT for issues resolution.• Implemented a number of technical enhancements of internal systems and risk mitigation strategy.• Participated in and facilitated the launch of the new product flows for the Moscow office. Show less

  • AML Due Diligence, Team Leader

    May 2015 - Apr 2016

  • Associate, Client Onboarding, Settlements and Middle office, Operations

    Jan 2007 - Apr 2015
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  Standard chartered

  Jun 2016 - now

  Vice president (vp) change management, global cdd policy implementation

  • Project management and implementations of regulatory changes to enable Bank’s compliance, effective AML/FCC risks management and adoption of the market practices.• Management of the Book of work for Policy Implementation team and strategic planning of resource and funding to support the implementations.• Contributed to the growth of Digital Assets, which is a core strategic pillar for the Bank, through the design and process implementation of onboarding of New Payment Methods/Fintech and Crypto Clients. • Participated in industry discussions and forums representing the Bank at vendor sponsored “Fraud and Corruption in Round Table” and as a delegate to the 2022 Fintech Forum in Singapore.• Implemented the end to end processes and developed internal controls fors:o 4th and 5th Money Laundering Directive (MLD) changes.o Enhanced due diligence to manage Politically Exposed Persons and PEP-linked entities risks.o Internal Standards to manage Client Tax Evasion risks. o Product specific risks management driven by FATF recommendations, JMLSG Guidance and International Securities Services Association (ISSA).• Implemented the new framework to enable onboarding and risk management of Financial Technology (Fintech) and New Payment Methods (NPM) Clients to support the Business growth and allow provision of services to the new Clients’ segment. • Ongoing business support and process development to enable the establishment of the Crypto Services Assets Providers business within the Bank.• Active member of global management forums and committees. • Creative solutioning and design of internal systems in collaboration with colleagues across technology divisions in the Bank to establish the process, controls and users’ support.• Contributed to the team knowledge development by leading industry and product awareness sessions and via initiating learning series dedicated to Crypto education. • Mentoring of junior team members. Show less