SHYAMSUNDER NARASIMHAN, ORM

Experience

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  Wipro

  Mar 2003 - Aug 2003

  Junior Executive

  Function: Accounting & PayrollResponsibilities:Accounts payable & payroll management for Mumbai region

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  E Serve International (presently TCS E services)

  Dec 2003 - Apr 2005

  Junior Processing Officer

  Function: Fund transfers & InvestigationsRole & responsibilities• Processing multi currency fund transfers and investigating errors in fund

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  Integreon

  May 2005 - Feb 2008

  Sr. Team Leader

  Function: Finance & Accounting OperationsRole & responsibilitiesexpense reporting, revenue reporting & MI supportKPI & Knowledge managementPeople management

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  AXA

  Feb 2008 - Jun 2015

  Manager - Operations and Risk management

  Private Client Administration (PCA) Operations• Managing the Private Client Operations Investment Lifecycle for various products.• Service Delivery review & management.• Cost containment & process improvements.• Review of process controls, flagging gaps and escalating operational errors and incidents.• Stakeholder management.• People engagement: Effective 1:1, Appraisals & other employee engagement practices. Recognition: Successfully transitioned all PWM operations processes from NY to India by recruiting & training new staff and ensuring seamless delivery, recognized by onshore & India ManagementRecognition: Won the best Assistant Manager and Best Team award in 2010Recognition: Promoted from Assistant Manager to Manager in 2012. Show less

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  Goldman Sachs

  Jun 2015 - Jul 2017

  Team Manager (VP) : Investment Management Operations

  Controls & Risk Management – Private Wealth Management (PWM) Operations• Quality control review of PWM payments to validate compliance to GS payment policies.• Risk Control Assessment of all PWM processes, suggest controls to mitigate identified gaps.• People engagement: Effective 1:1, Appraisals & other employee engagement practices.

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  Deutsche Bank

  Jul 2017 - now

  Assistant Vice President

  Embedded Risk Manager – Divisional Control Office – Apr 2020 – till date• Risk based control testing to validate design and operating effectiveness for assigned businesses - Margin, Treasury & Tax Operations.• Read Across and Lessons Learnt on critical operational errors.• Review self-identified risks and MAP’s raised by business.• Provide risk based inputs in the weekly & monthly product aligned control meetings and follow up on assigned actions.• Embedding a positive risk culture of confident and informed risk-taking through training, communication and promotion of the agreed risk framework.Recognition: Deutsche Bank Performance award in 2021.Custody Client Service Operations – July 2017 – March 2020• Transition of Custody Client Servicing processes from onsite to Pune.• Resolving Settlement, Corporate Actions, Taxation & other custody related queries raised by external clients & business and ensuring effective Client & Business Management.• Liaise with DB client relationship management for review of Service Level Agreements with clients.• Building robust operational controls for functions assigned under my supervision.• Best sharing practices on robust operational processes and controls across the department.• People engagement: Effective 1:1, Appraisals & other employee engagement practices. Recognition: Deutsche Bank Performance award in 2019. Show less