Experience

• 

  Lloyds banking group

  Aug 1995 - now

  Ensuring Financial Promotions (FP’s) are reviewed and appropriately approved in line with ASA codes and Consumer Duty & FCA handbook regulations.Responsible for carrying out a wide range of FP and non-FP risk activities covering social media inc. use of ‘finfluencers’, TV, press, and a varying range of product marketing collateral.Provision of risk support to marketing teams and a variety of stakeholders.Key point of contact for stakeholders using a sound understanding of key legal, regulatory and advertising requirements to ensure FP’s meet customer, risk and regulatory compliance expectations.Identification of areas of FP risk and working with key stakeholders to manage and mitigate risks.Fully conversant with Workfront and Your Marketing project management software for approval of assets, and also able to use Figma.Good understanding of how to use Jira and Confluence. Show less Main responsibilities included:- Providing compliance, regulatory and conduct risk guidance to the business- Assessing change proposals from a compliance and conduct risk perspective- Providing sign off / approval of communications, Telephony sales scripting, staff training etc from a compliance and conduct risk perspective.- Supporting annual product reviews- Horizon scanning for regulatory news to determine potential impact on the business- Supporting projects from a compliance and conduct risk perspective Show less

  • Assistant Manager, Marketing & Financial Promotions Risk

    Aug 2021 - now

  • Assistant Manager, Community Bank Business Risk

    Sept 2014 - Aug 2021

  • Compliance And Conduct Risk Consultant

    Aug 1995 - Sept 2014