Bhavin Rathod

Experience

• 

  Statestreet Syntel Services PVT Ltd

  Nov 2012 - Jun 2014

  Analyst -Wealth Management Operations

  A part of US PWM Reconciliation and Client Reporting Team supporting the following-Custodian Cash and Stock Reconciliation of PWM Client Accounts on TLM system.- Internal Risk Reporting like Failed Trades and AFS Reporting.- UAT Testing for System Enhancements

• 

  JPMorgan Chase & Co.

  Jun 2014 - Aug 2015

  Analyst -Asset Management Operations

  - OTC Derivatives and Alternative Investment Reconciliation and Reporting.- UAT Testing for System Enhancements

• 

  Morgan Stanley

  Aug 2015 - Sept 2023

  Part of Global Reconciliation Utility Control Group- (APAC Reconciliation, Credit and Market Risk Reconciliation and Risk Management) supporting the following,- Credit and Market Risk Reconciliation for Finance Controller Teams and Risk Department- Risk and Control Lead for GRU APAC Team with responsibilities like team's Audit Review, RCSA Review, KRI/KPI Reporting, Business Continuity Planning, Departments Internal Risk Reporting and Leading Risk Initiatives.- External (Agent Depot) and Internal (Settlement and Suspense Account) Reconciliation for APAC Markets- NY PWM Client Account Reconciliation and Performance Reporting for Financial Advisors and Wealth Managers Show less A Part of PWM Client Portfolio Performance Reporting Group (US PWM Ops) supporting the following,-NY PWM Client Account Reporting to Financial Advisors and Wealth Managers by performing Account Inception and Set Up, Transaction Processing, Reconciliation and Performance Reporting- Break Governance and Monitoring adhering to Escalation Guidelines, Reporting to Series 99 Supervisor and Stakeholder Engagement- Trailer and Management Fees processing for the PWM Advisors and Wealth Management Team Show less

  • Director (AVP)- SSBO Risk and Control

    Jan 2022 - Sept 2023

  • Director- SSBO Global Reconciliations Utility

    Apr 2017 - Dec 2021

  • Senior Performance Analyst- PWM Operations

    Aug 2015 - Apr 2017
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  JPMorgan Chase & Co.

  Sept 2023 - now

  Assistant Vice President

  Controls Management- APAC Fund Services