Rajiv Kumar- CAMS, CFCS

Experience

• 

  State Bank of India

  Mar 2004 - Aug 2017

  Handled team of 20 staff in Retail BranchResponsible for Development, Housekeeping and managing the assets and liabilities of the branchFormulating strategies for expansion of Branch Business and Profit MaximizationResponsible for credit appraisal & analysis for financing SME units under Manufacturing and Service Sector and Relationship Management• Handling of Retail loan portfolio of the branch comprising Mortgage Loans, Auto Loans and various Personal loan products• Liaison with Govt Bodies and Local Authorities. Show less

  • Chief Manager / Branch Head

    Dec 2016 - Aug 2017

  • Relationship Manager Medium Enterprises

    Jan 2013 - Dec 2016

  • Branch Manager

    Dec 2012 - Dec 2013

  • Senior Branch Manager

    Mar 2004 - Dec 2012
• 

  State Bank of India

  Oct 2017 - now

  Chief Manager Compliance

  • Disseminate relevant RBI circulars for different products to the respective business teams also highlighting the points/actionable relevant to allotted area• Ensuring timely submission of all the relevant certifications, filing reports, responding to regulatory queries and communications/letters pertaining to RBI regulations.• Completion of compliance testing/risk assessment on allotted area.• Compliance clearance at the time of launching of new product/process relevant to allotted area.• Compliance clearance for cross border transaction related to countries sanctioned by OFAC/EU (Russia, Venezuela, Sudan, Syria, etc.)• Dealing with issues related to FEMA/ RBI audit.• Input and coordination on RBI inspection, Risk Focussed Internal Audit, Credit Audit, and its compliance remarks. • Preparing compliance remarks on Risk Assessment Report (RAR) of RBI.• Arranging Compliance Workshops related to cross border transaction pertaining to countries under OFAC/EU sanctioned for the operating units such as Corporate Account Group/Mid-Corporate Group/SME Branches etc.• Compliance oversight for foreign offices (Hong Kong, Tokyo, Osaka, Shanghai, Seoul).• Annual Review of various Policies and its enhancement for Compliance policies, KYC/AML/CFT policies of foreign offices (Hong Kong, Tokyo, Osaka, Shanghai, Seoul).• Coordinating with foreign offices for onsite/offsite regulatory exam by local regulator (FSA, Japan, HKMA, Hong Kong, CBIRC, China etc) Show less