Swathi Umesh

Experience

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  Reliance Capital | Reliance Group

  May 2014 - Jun 2014

  Intern

  Reliance Capital Internship(2nd May 2014 to 30th June 2014)Analyzing possible merges & acquisitions. Looking out for possible tie ups. Evaluating and getting background checks done on possible clients. Making PPTs on possible clients so that seniors can decide to go ahead with merges or not.

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  KPMG US

  Jul 2015 - Dec 2016

  Audit Associate

  KPMG : Associate (US-Audit) (27th July 2015 – 22nd Dec 2016)Working in an instruction-and-interpretation based environment. Primarily responsible for taking ownership of engagement teamwork & providing high quality deliverables. Responsible for data verification, data accuracy procedures, fact finding, auditing and test work with relevant evidence, providing support services necessary for auditing of client’s financial statements IT related controls (User access, service access control).Executive –IT Audit & AssurancePerforming test of design (TOD) and test of operating effectiveness for SOC1 compliant engagements. Worked on program testing of SAP. Ensuring the test of business process controls and general information technology controls (GITC) which includes controls like access to program and data, computer operation program development, change development, logical access, password testing etc. Identification of issues and coordinating with designated onshore engagement team on timely basis. Documentation of all the evidence procured during the walk though phase. Show less

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  SMS Financial Services Pvt. Ltd

  Jan 2016 - Apr 2019

  Manager

  SMS financial Services: Manager ( 2nd Jan-2016 to 12th April 2019)Verifying customers CIBIL score to approve business loans. Documentation the KYC and essential records. Selecting the best loan from various companies like- Bajaj FinServ, ICICI, Edelweiss, Fullerton India, HDFC based on their requirements. Documenting all business process, from creating Flowcharts, planning, and guiding to organizing customer files and records in a storeroom. Training new employees on business processes like processing coordinating, customer support to various lenders etc. Helping in starting PF for employee’s benefit. Show less

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  Mphasis

  May 2019 - now

  Senior Officer

  Mphasis : Senior officer in Treasury (26 April 2019-present.)Inventory Management – creating purchase requisition, service requisition, bank guarantees – renewal & cancellation. Accounting of Indian and Overseas transactions and reconciling the exchange rate fluctuations. Bank access control & maintenance of accounts and transferring of funds from one account to another. Opening and closing accounts in India and abroad. Learning about International markets and hedging. Filing FATCA and W-8BEN-E. Maintaining a good relationship with the vendor and the banks. GST reconciliation. Assisting external auditors during quarterly and yearly audit. Show less