
Divya Kumar Mittal
Assistant Compliance Manager

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About me
Founder at ORA Financials
Education

ICICI Center for Financial Learning
2017 - 2018CFP Finance and Financial Management ServicesActivities and Societies: Financial Planning

Kendriya Vidyalaya No.2 Delhi Cantt
2006 - 2009Secondary Education
Ram Chandra Sanatan Dharam Modern Public School
2005 - 2006Middle Education Class 6th
Guru Nanak Public School Delhi Cantt
2001 - 2005Primary Education
Guru Nanak Public School Delhi Cantt
1999 - 2001Pre-Primary Education
Kendriya Vidyalaya
2009 - 2011Senior Secondary Humanities/Humanistic Studies
Guru Gobind Singh Indraprastha University
2011 - 2014BBA(B& I) Banking and Insurance
Experience

Yadav & Associates
Mar 2014 - Jan 2016Assistant Compliance ManagerDuring my first job, I had an enriching experience working at Yadav & Associates, an accounting firm. I started off as an accountant and gained hands-on experience in managing clients' accounts and addressing their queries. Later, I was promoted to the role of assistant compliance manager, where I had the opportunity to work on a significant project of auditing the E.P.F compliance of the contractors associated with BSES Rajdhani Power Limited. The project was a great success, and our firm received an award for the excellent audit work. As a result, we were also entrusted with a similar audit at BSES Yamuna Power Ltd, which we accomplished successfully. I am grateful for the valuable experience and learning opportunities that I gained during my time at Yadav & Associates. Show less

Mittal Enterprises
Jan 2016 - Aug 2016Business ManagerMy father's organization, Mittal Enterprises, was a well-known distribution partner of Everest Spices. When I joined the company, I worked closely with both the sales and supply teams to streamline our operations and improve overall efficiency. To boost our sales volume, I implemented various marketing campaigns and strategies, and also explored new store acquisition opportunities. Additionally, I took the initiative to optimize our supply and distribution process, which helped us to improve the speed and accuracy of our sales cycle. Overall, my efforts helped to increase our sales and profitability, and I am proud to have contributed to the success of the organization. Show less

Vista Wealth Consultants Pvt. Ltd.
Aug 2016 - Feb 2018Sales ManagerDuring my employment at Vista Wealth, I gained valuable experience and knowledge in the field of finance. As a relationship manager, I was responsible for guiding and educating clients on equity and debt investments. The company's sole focus on mutual funds allowed me to gain extensive expertise in this area. I actively participated in various seminars, conferences, meetings organized by the mutual fund association, mutual fund houses or A.M.Cs and associated distributors or IFAs, which further enhanced my understanding. I have more 200 maped clients to whom i was responsible to manage there portfolios, restructuring them according to clients' needs and goals, executing transactions, visit and educated them about mutual fund and current development in finance market, we are responsible to generate sales with existing clients and generate new references and leads to increase our client base. Overall, my time at Vista Wealth was an excellent learning opportunity that helped me grow as a finance professional. Show less

ORA Financials
Feb 2018 - nowFounderORA Financials is a well-diversified Financial Intermediary who is dedicatedly focused on wealth creation. We are near to completing a decade of serving in this Industry. We are aggressively expanding our reach & currently, we are serving 1000+ customers & their families. Through online & other different mediums we are serving across India and our many NRI customers are enjoying our services in the USA, Qatar, New Zealand & many more.We have a diverse range of financial products and services, starting from one product we expanded our roots and now we are serving 16 Financial Instruments & their 88 products related to Savings, Investment, loans, and Financial Risk Management. In today’s complex financial landscape, there are multiple choices available for different financial requirements and here our role starts to make you understand the different Show less
Licenses & Certifications

NISM 16 Commodity Derivatives
National Institute of Securities Markets (NISM)
NISM 5A M.F.D
National Institute of Securities Markets (NISM)
NISM 7 Securities Operations & Risk Management
National Institute of Securities Markets (NISM)
NISM 8 Equity Derivatives
National Institute of Securities Markets (NISM)
NISM Series 1 for Currency Derivatives
National Institute of Securities Markets (NISM)
Honors & Awards
- Awarded to Divya Kumar MittalOutsanding performance in Udaan 2.0 ICICI Lombard Mar 2024
- Awarded to Divya Kumar MittalOutstanding Business in Mutual Fund's Star League Prudent Corporate Jul 2023
- Awarded to Divya Kumar MittalBest Performer in Lakhpati Series Care Health Insurance Jan 2023
- Awarded to Divya Kumar MittalOutstanding Performance in Conquest ICICI Lombard Dec 2022 "I attended this award ceremony in Baku, Azerbaijan (Europe) which was organized by aICICI Lombard. It was an incredible experience to meet with individuals who have achieved so much more than I have. Their success was truly inspiring and motivated me to strive for even greater accomplishments in my own career."
- Awarded to Divya Kumar MittalRiser Award Care Health Insurance Nov 2022
- Awarded to Divya Kumar MittalStar Award Care Health Insurance Oct 2022
- Awarded to Divya Kumar MittalBest Performer in JFM 2022 ICICI Lombard Apr 2022
- Awarded to Divya Kumar MittalStar Performer in Delhi Zone Star Health & Allied Insurance May 2019
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